Port communicationFund sales license application
Process
、申办基金销售牌照对公司和人员的
Require
，从事销售业务对公司设施设备的的
Require
，港信通-为您解答！基金销售牌照收紧壳费飙升叫价2000万元！年初以来，As regulators tighten the licenses of independent fund sales agencies，The shell fees of independent fund sales agencies are rising all the time，From several million yuan at the end of last year to more than 20 million yuan now。
Analysis by multiple independent fund sales institutions，The tightening of approval is intended to reshuffle the cards through survival of the fittest.，Secondly, it is consistent with the idea of comprehensively tightening the registration and filing business of private equity managers.，Strengthen self-discipline management。A person from a Shenzhen private enterprise that is seeking to transform into the financial industry told reporters，Originally wanted to use an independent fund sales agency as a breakthrough into the financial industry。
After learning about it, I found that license applications have been tightened，Want to buy a shell from an independent fund sales agency that has a license but lags behind in business development，But the other party's offer of more than 22 million yuan made him give up his plan.。The reporter confirmed this statement from an intermediary who buys and sells shell resources.。The intermediary said，The current asking price for selling shells is over 20 million，The actual transaction volume is around 20 million.，Often it’s hard to find a shell。
Some companies with Internet background have money and are eager to enter this industry，Time is more important to them than money，Don’t hesitate to spend a lot of money to buy the shell。Shell fees have skyrocketed from millions of yuan at the end of last year to 20 million yuan now.。to meet needs，The intermediary has also established a dedicated operations team to help buyers and sellers complete the backdoor process.。Analysis by multiple independent fund sales institutions，The tightening of independent fund sales agencies echoes the tightening of registration and filing services for private equity managers。
There are currently 100 independent fund sales companies，There are nearly a thousand potential companies applying for licenses.。Out of consideration for risks and healthy development of the industry，We do not rule out the possibility that the competent authorities may reopen the review process after raising the application threshold.。
one、独立基金销售机构
Application conditions
注册资金达到2000万人民币公司成立三年以上，Profitable for the past three consecutive years，pay taxes，No specific amount is specified
Require
Have actual office space，The conference room must accommodate more than ten people，Fund personnel will operate the fund trading procedures，证券协会人会实地看场地两位高管从事基金业务2年，或其它金融业5年以上，有10名有基金销售的专业人员，含两名高管有符合
Application conditions
的基金销售平台二、企业法人参股需要的条件持续经营3个以上完整会计年度，Financial condition is good，运作规范稳定最近3年没有受到刑事处罚近3年没有受到金融监管、Industry supervision、Industry and commerce、税务等行政管理部门的行政处罚近3年在自律管理、商业银行等机构无不良记录没有因违法违规行为正在被监管机构调查或者正处于整改期间三、自然人参股需要的条件有从事证券、Fund or other financial business for more than 10 years or securities、Management of the fund business department for more than 5 years or serving as a securities、基金行业高级管理人员3年以上的工作经历最近3年没有受到刑事处罚最近3年没有受到金融监管、Industry supervision、Industry and commerce、税务等行政管理部门的行政处罚在自律管理、商业银行等机构无不良记录无到期未清偿的数额较大的债务最近3年无其他重大不良诚信记录具体
Process
，Please consult Hong Kong Information Communication-：
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