基金备案私募基金管理人

基金备案私募基金管理人 基金管理人登记私募基金管理人应当向基金业协会履行基金管理人登记手续并申请成为基金业协会会员。

two、基金备案私募基金管理人应当在私募基金募集完毕后20个工作日内，Filing through the private equity fund registration and filing system，并根据私募基金 的主要投资方向注明基金类别，Fill in the fund name truthfully、Capital size、investor、Fund contract (fund company articles of association or partnership agreement，(hereinafter collectively referred to as the fund contract) and other basic information。

Corporate funds employ self-employed management teams to manage fund assets，While the corporate fund is undergoing registration procedures as a fund,，You also need to complete the registration procedures as a fund manager。 three、人员管理私募基金管理人应当按照规定向基金业协会报送高级管理人员 及其他基金从业人员基本信息及变更信息。

Four、Filing time and

Require

Private equity fund managers shall within 5 working days from the end of each month，Update information related to private securities investment funds under management，including fund size、net unit value、Number of investors, etc.。

five、基金公司备案所需要的材料：

1. Copy of business license、
2. tax copy、
3. Generation copy、
4. Legal person electronic version、
5. 股东信息（办理时需要号）
6. 所有高管人员一寸照片（蓝、白底）、
7. Capital verification report、
8. Qualification Responsibility Form、income statement。
9. 有项目的出示项目计划书（募集人群、Recruitment method、募集方向、推出形式)
10. 提供高管人员18岁以后的个人简历（高管必须具有证券从业资格证的人） 私募牌照

Application conditions

（成立私募基金的条件）

1. According to the provisions of the Securities Investment Fund Law，The fund manager shall be a company or partnership established in accordance with the law.。Natural persons cannot register as private equity fund managers。
2. The registered capital must be more than 10 million。
3. At least three senior managers must be qualified to practice private equity funds。Meet one of the following conditions，Can be recognized as having qualifications to practice private equity funds：Passed the private equity fund practitioner qualification examination organized by the Asset Management Association；Engaged in investment management related business in the past three years；Other circumstances recognized by the Asset Management Association。
4. The applicant institution has a location that meets the needs of business operations、Facilities and basic management systems。

two、私募基金管理人资格申请（私募牌照申请）流程：After collecting the application materials and written commitment letters from the organization, the association，Start registration immediately。Associations may take interviews with senior managers、On-site inspection、Report to the China Securities Regulatory Commission and its dispatched offices、Relevant professional associations solicit opinions and other methods to verify the registration application materials provided by private equity investment fund managers.。

Except for cases where registration is suspended，The registration application materials provided by the private equity investment fund manager are complete，Within 20 working days from the date the association receives all registration materials，Disclose the basic information of private equity investment fund managers through the website，Complete registration procedures for private equity investment fund managers，At the same time, go through the membership enrollment procedures accordingly.。

Private equity funds with complete registration materials，Within 20 working days from the date the association receives all the filing materials，Disclose the basic information of private equity funds through the website，Complete registration procedures for private equity funds.

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