关于私募基金，你需要了解的（三）

关于私募基金港信通-之前已经介绍了两篇章，接下来大家继续了解吧！

1. 私募基金高级管理人员范围？私募基金高级管理人员指董事长、General manager、deputy general manager、Executive Partner (Authorized Representative)、Compliance and risk control officers and other personnel performing the above duties。
2. Do senior managers of private equity fund managers need to obtain fund practitioner qualifications?

Senior management personnel of private equity fund managers engaged in private equity investment fund business [Legal Representative]、Executive Partner (Authorized Representative)、General manager、deputy general manager、The person in charge of compliance and risk control shall obtain a fund practitioner qualification。

At least two senior managers of various private equity fund managers (private equity investment funds and venture capital funds) engaged in non-private securities investment fund business must obtain fund practitioner qualifications，its legal representative、Executive Partner (Authorized Representative)、The person in charge of compliance and risk control should obtain fund practitioner qualifications。The senior managers of private equity fund managers meet one of the following conditions:，Can obtain fund practitioner qualifications：(1) Pass the Fund Practitioner Qualification Examination。

The examination subjects of the Fund Practitioner Qualification Examination include subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" and Subject 2 "Basic Knowledge of Securities Investment Funds"。According to the "Notice on Matters Concerning the Fund Practitioner Qualification Examination" of the China Asset Management Association (China Fund Industry Association)[2025]112Number)，Comply with relevant examination score recognition regulations，Can be regarded as passing the Fund Practitioner Qualification Examination。

1. Engaged in investment management-related business in the past three years and meets relevant qualification requirements。This type of situation mainly refers to those who have engaged in asset management-related business in the past three years.，And the average annual scale of assets under management is more than 10 million yuan。
2. Passed the Securities Practitioner Qualification Examination、Futures Practitioner Qualification Examination、Banking qualification examination and meet relevant qualification requirements；Or pass the Certified Public Accountant Qualification Examination、Legal Professional Qualification Examination、Asset appraiser professional qualification examination and other financial-related qualification examinations and meet relevant qualification requirements。
3. Other circumstances determined by the Qualification Certification Committee of the China Asset Management Association。

拟通过上述第

1. 、
2. How to determine the situation: Senior executives of private equity fund managers who have obtained fund practice qualifications，You should also pass the Fund Practitioner Qualification Examination Subject 1 "Fund Laws and Regulations"、Professional Ethics and Business Standards" exam，Only then can it be determined that the fund practitioner qualification has been obtained。

Senior executives of private equity fund managers who have obtained fund practice qualifications，It should be in accordance with the "Private Investment Fund Manager Registration and Fund Filing Measures (Trial)" and the "Notice on Matters Concerning the Fund Practitioner Qualification Examination"

Require

，Only by completing 15 hours of follow-up training each year can one maintain his or her fund practitioner qualifications.。23、私募基金管理人的高级管理人员整改限期？

已登记的私募基金管理人应当按照上述规定，Self-examination of relevant senior management personnel’s qualifications for fund business，And submit an application for major changes in senior management qualifications through the private equity fund registration and filing system before December 31, 2025.，to complete the rectification。Failure to make corrections within the time limit，The China Asset Management Association will suspend accepting the institution’s private equity fund product registration applications and other major matters change applications。

中国基金业协会将持续在私募基金管理人公示平台（ 非私募基金业务的，应当相应建立业务隔离制度，防止利益冲突。

1. 私募基金管理人可否兼营其他业务？私募基金管理人应当遵循专业化运营原则，主营业务清晰，不得兼营与私募基金管理无关或存在利益冲突的其他业务。
2. 私募基金管理人组织结构的

Require

？

私募基金管理人组织结构应当职责明确、mutual restraint，建立必要的防火墙制度与业务隔离制度，各部门有合理及明确的授权分工，操作相互独立。如果你对这方面还有什么需要了解的，You are welcome to consult Hong Kong Xintong at any time!

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