关于私募基金备案需要注意六大事项(强烈推荐!
)一、关于取消私募基金管理人登记证明二、私募基金管理人应当依法及时备案私募基金三、私募基金管理人应当及时履行信息报送义务四、私募基金管理人应当按时提交经审计的年度财务报告五、关于提交法律意见书的相关
Require
six、关于私募基金管理人高管人员基金从业资格相关
Require
one、关于取消私募基金管理人登记证明为加强对私募基金行业的社会监督,Achieve effective registration of private equity fund managers、动态管理自本公告发布之日起,The Asset Management Association of China will no longer issue electronic certificates of private equity fund manager registration。
The paper private equity fund manager registration certificate previously issued by the China Asset Management Association、The electronic certificate of private equity fund manager registration is no longer used as a supporting document for handling relevant business。According to the "Interim Measures for the Supervision and Administration of Private Investment Funds" and the "Measures for Registration of Private Investment Fund Managers and Fund Filing Measures"(Trial)》Provisions,The China Asset Management Association publicizes the basic information of private equity fund managers through the association’s official website,Complete registration procedures for private equity fund managers。
two、Private equity fund managers shall promptly register private equity funds in accordance with the law
- From the date of this announcement,A newly registered private equity fund manager has not registered its first private equity fund product within 6 months from the date of completing the registration procedures.,The Asset Management Association of China will cancel the registration of the private equity fund manager。
- 自本公告发布之日起已登记满12个月且尚未备案首只私募基金产品的私募基金管理人,Those who have not registered private equity fund products before May 1, 2025,The Asset Management Association of China will cancel the registration of the private equity fund manager。
- 自本公告发布之日起已登记不满12个月且尚未备案首只私募基金产品的私募基金管理人,Those who have not registered private equity fund products before August 1, 2025,The Asset Management Association of China will cancel the registration of the private equity fund manager。
- If a private equity fund manager who has been deregistered due to genuine business needs,Can be pressed
Require
Re-apply for private equity fund manager registration。
consistent with
Require
The applicant organization,The China Asset Management Association will publicize the basic information of private equity fund managers on its official website,Complete the registration procedures again for the applicant organization。
three、私募基金管理人应当及时履行信息报送义务1、From the date of this announcement,按照《私募投资基金管理人登记和基金备案办法(Trial)》和中国基金业协会的相关规定已登记的私募基金管理人未按时履行季度、Annual and major event information submission and update obligations,Complete corresponding rectifications at the private equity fund manager
Require
Before,The Asset Management Association of China will suspend accepting the agency’s private equity fund product registration applications。
- Private equity fund managers failed to meet quarterly obligations on time、The obligation to submit and update annual and major event information has accumulated to 2 times,China Asset Management Association included it in the list of abnormal institutions,并通过私募基金管理人公示平台对外公示。一旦私募基金管理人作为异常机构公示,Even if the rectification is completed,It will take at least 6 months to return to normal institutional disclosure status.。
- 自本公告发布之日起已登记的私募基金管理人因违反《企业信息公示暂行条例》相关规定,Being included in the public list of serious illegal enterprises in the corporate credit information publicity system,Complete corresponding rectifications at the private equity fund manager
Require
Before,The Asset Management Association of China will suspend accepting the agency’s private equity fund product registration applications。at the same time,China Asset Management Association included it in the list of abnormal institutions,并通过私募基金管理人公示平台(
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