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最新香港9号金融牌照交易价格

Financial card care question

最新香港9号金融牌照交易价格找港信通彭易经理了解香港金融牌照的功能获颁香港证监会金融牌照后,Companies will be eligible to offer shares to domestic and foreign institutions、fund、Various financial products and services such as bonds。

Leverage the Hong Kong capital market platform,Not only can we develop more products such as overseas real estate or stock funds,,We can also launch value-added services such as investment immigration and investment consulting.,Provide more diversified services to high net worth clients。

最新香港9号金融牌照交易价格如何申请牌照分机构和个人两种必须符合以下

Require

个人:financial condition or solvency;Academic or other qualifications or experience,而在这方面的考虑必须顾及申请人拟执行 的职能的性质;Are you capable of doing your job competently?、Carry out relevant regulated activities honestly and fairly;Reputation、character、Reliability and financial soundness。

机构法律架构主体是在香港注册成立的公司或在香港公司注册处注册的海外公司胜任能力公司拥有合适的业务架构良好的内部监控系统及合资格的业务人员负责人员:For each type of regulated activity applied for,必须委任最少两名负责人员(RO)直接监督进有关活动持牌代表所有进行受规管活动的人员均需为持牌代表

持牌代表的

Require

与负责人员类似唯需要较少的资格和经验。Shareholder qualifications:所有大股东(指持股超过10%的股东)均需符合证监会规定的”suitable person”的准则财政资源申请人需维持充足的财政资源申请人的最低缴足股本

Require

从0到3,000万港元不等

香港149号牌照收购流程

  1. Sign a service agreement with an intermediary consultant
  2. Negotiate with the transferor,Confirm acquisition intention
  3. Sign a letter of intent to acquire
  4. Do due diligence (whether the company is legally established)、Whether the license is valid and whether there are any violations、tax and debt issues, etc.)
  5. 签定正式股转协议(付期转让款约总价的 40%左右)
  6. Report to the Hong Kong Securities Regulatory Commission to review the qualifications of the new major shareholder,review approx. 2 arrive 3 months,After approval, 40% of the shares will be given to new shareholders.
  7. Later share changes and payments can be made according to negotiated terms.,At this time, the approval of the Securities Regulatory Commission is not required for passing the shares.
  8. 变更完成后及移交公司时付中介顾问公司的尾款
  9. 最新香港9号金融牌照交易价格找彭易经理了解因为公司业务补充的需要,Usually, the price of the Hong Kong No. 149 license package is a factor that must be considered by the unit when formulating its budget.,根据港信通国际对市场的长期调查发现,The quotations for the three license plates remain above 10 million,But specific

cost

Depends on the actual situation of the license plate。

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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