International bank account opening

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The transfer of Hong Kong asset management companies possesses the Hong Kong Securities Regulatory Commission No. 9 license

Financial card care question

香港金融牌照九号牌出售SFCType9License

  1. Intention to sell：clear。
  2. Company establishment date：201X years。
  3. shareholder：单一企业
  4. RO：2Bit；After the successful acquisition of the company，可以谈挂靠跟任职-香港金融牌照9号牌出售

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience，Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise：SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions：Hong Kong licensed asset management company & SFC Compliance Team

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