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How to apply for Hong Kong No. 9 financial license

Financial card care question

How to apply for a Hong Kong financial license,In fact, the conditions are relatively simple,Just need to prepare funds、site、Personnel is more important,Funds need to be prepared 500 Hong Kong dollars as registered capital and working capital,场地在香港需要有实际的办公场地众所周知香港寸土寸金不需要有多大一般的写字楼就可以人员有需要两个人员持牌人和首席风控官这两个人元是比较重要的需要考试的一般选择资历比较老的在面试的时候比较好一点详细

Process

和资料可以联系港信通详细了解

How to do it?

香港9号金融牌照 据了解,The Hong Kong market implements a financial license management system,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。

国内的金融机构持有该牌照,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also attract funds from overseas investors。

How to do it?

香港9号金融牌照 根据香港海关的官方资料货币兑换服务或汇款服务被定义为金钱服务而香港海关是规管金钱服务经营者的有关当局法律规定任何经营或拟经营金钱服务的人均需要申请“金钱服务经营者牌照”

in addition,香港特区政府也规定任何人在香港经营放债人业务必须领取“放债人牌照”


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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