Hongkong，Serving as a bridgehead for mainland financial institutions to go global，One of the three major international financial centers，Has always attracted the attention of domestic and foreign financial institutions。In addition, the current investment market situation is changing drastically.，149Applying for a license has become one of the important ways for many mainland companies to attract overseas investors and allocate overseas assets for mainland investors.。So what are the requirements for the new version of Hong Kong No. 149 plate?，What is the specific process for applying for No. 149 plate?
Since different types of Hong Kong financial licenses have different functions，So when applying for a license，will put forward relatively high requirements for managers
Require
。The Securities and Futures Commission of Hong Kong (SFC) is the approval authority for many financial licenses in Hong Kong.，Proposed for License No. 1
Require
There cannot be less than two licensed responsible persons，One of them is similar to a risk control role in Mainland China。
Securities and Futures Commission license No. 1 in Hong Kong
Application conditions
And the process allows risk control to hold multiple risk control positions with multiple licenses，Therefore a company wants to convert 1、4、9The number plate is processed，In fact, you only need three people in charge.。The conditions for Hong Kong No. 1 license are mainly based on the relevant regulations of the Hong Kong Securities Regulatory Commission.
Require
formulated，Based on the actual handling experience of Hong Kong Xintong International，Summarized as follows：1，There must be at least two agency heads。
The person in charge of the organization needs to have relevant industry qualification certificates or five years of experience in related industries.。2，Registered capital and working capital need to meet the corresponding Hong Kong No. 1 license application conditions
Require
。3，The company entity needs to be a Hong Kong company，or a foreign company registered with the Hong Kong Registrar。4，The company’s business structure must be good，Able to respond reasonably to risks and crises in the business operation process。5，Corresponding directors are required，Responsible personnel, etc.。
The number of Hong Kong No. 1 licenses issued and 4、9The number of license plates is quite，However, the difficulty of application and the time required to queue up to apply for a license are relatively long.。Hong Kong No. 1 license is mainly reviewed and approved by the SFC，After applying for Hong Kong License No. 1，Institutions can provide customers with more diversified financial asset investment services。If you have carefully read the relevant documents of the China Securities Regulatory Commission, you will definitely find that，The China Securities Regulatory Commission does not have very specific rules on handling
Require
。
But actually，There are still many stores that need to pay attention to when applying for No. 149 plate.。For example, how much registered capital should be set up for a registered Hong Kong company?。What are the requirements for applying for a new Hong Kong 149 license?，I have questions about the specific process for applying for No. 149 plate.，you can contact me。Related products：Requirements for applying for a new Hong Kong 149 license , Process of applying for No. 149 plate
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