one、The number 149 license plate processing in Hong Kong has been on an upward trend since 2007.，其中香港149号牌越来越显示其重要的地位，也有越来越的人来申请149号牌。
香港149号牌照转让《证券及期货条例》第一类牌照：Purpose of securities trading license：It is used to provide various services for securities trading to customers.，Such as providing stock and option trading services；Ability to buy and sell bonds for clients、买入及沽出互惠基金等功能是9类牌照中持有个人和单位数最多的一个。
Class IV license：Securities advisory license purpose：It’s a consulting license，Units holding such licenses，Can give investors some appropriate investment advice，Generally to facilitate securities transactions，Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。Category 9 license：Purpose of asset management license：能够帮助海外客户管理资产是内地大型私募机构追捧的一类香港金融牌照。
The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。
two、The application conditions for Hong Kong No. 149 license are still listed with the No. 1 license：1、Registered capital：The company is a securities trading company，The paid-up share capital is HK$10 million，速冻资金的低数额为50万港币；(suggestion) 2、Office address：You must have a real rental office address in Hong Kong，Area is not specified
Require
；3、bank account：Open a bank account in Hong Kong and deposit the required liquid capital；4、Personnel：Academic qualifications、Industry experience (3-6 years)、Management experience (more than 2 years)、Qualification examination (pass the Securities and Futures Practitioner Qualification Certification Examination)；Application companies that meet the above conditions need to submit an application to the China Securities Regulatory Commission，Attached is the Securities Regulatory Commission form and other documents that need to be prepared.，The general application review time is 6 months。
The time span is relatively long，Apply
Require
Also relatively strict，需要咨询办理或者收购现牌的请联系深圳转让的标的情况1.转让意向：clear。2.quote：*0010,000 Hong Kong dollars，There is still room for negotiation on price。3.license：1.4.9号牌4.拿牌时间：201*Year。5.company shareholders：Single corporate legal person。6.RO：Can be affiliated，Can be communicated separately。
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