one、The number 149 license plate processing in Hong Kong has been on an upward trend since 2007.，其中香港149号牌越来越显示其重要的地位，也有越来越的人来申请149号牌。
香港149号牌照转让《证券及期货条例》第一类牌照：Purpose of securities trading license：It is used to provide various services for securities trading to customers.，Such as providing stock and option trading services；Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds are among the nine types of licenses that hold the largest number of individuals and units.。
Class IV license：Securities advisory license purpose：It’s a consulting license，Units holding such licenses，Can give investors some appropriate investment advice，Generally to facilitate securities transactions，Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。Category 9 license：Purpose of asset management license：Being able to help overseas clients manage assets is a type of Hong Kong financial license sought after by large mainland private equity institutions.。
The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。
two、The application conditions for Hong Kong No. 149 license are still listed with the No. 1 license：
- Registered capital：The company is a securities trading company，The paid-up share capital is HK$10 million，速冻资金的低数额为50万港币；(suggestion)
- Office address：You must have a real rental office address in Hong Kong，Area is not specified
Require
；
- bank account：Open a bank account in Hong Kong and deposit the required liquid capital；
- Personnel：Academic qualifications、Industry experience (3-6 years)、Management experience (more than 2 years)、Qualification examination (pass the Securities and Futures Practitioner Qualification Certification Examination)；Application companies that meet the above conditions need to submit an application to the China Securities Regulatory Commission，Attached is the Securities Regulatory Commission form and other documents that need to be prepared.，The general application review time is 6 months。
The time span is relatively long，Apply
Require
Also relatively strict，需要咨询办理或者收购现牌的请联系深圳转让的标的情况
- Transfer intention：clear。
- quote：*0010,000 Hong Kong dollars，There is still room for negotiation on price。
- license：
- 9number plate
- Time to get cards：201*Year。
- company shareholders：Single corporate legal person。
- RO：Can be affiliated，Can be communicated separately。
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