Hong Kong financial license 1、4、9What is the license plate?
Class 1 license：Securities trading license 1、Provide customers with trading/brokerage services for stocks and stock options2、Buy and sell bonds for clients 3、Purchasing/selling mutual funds and unit trust funds for placing and underwriting securities for clients：It is used to provide various services for securities trading to customers.，Such as providing stock and option trading services；Ability to buy and sell bonds for clients、买入及沽出互惠基金等功能是9类牌照中持有个人和单位数最多的一个。
Apply
Require
：It depends on whether you hold client assets to operate funds，Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。
1号牌照又分为大1和小1介绍和导流投资者给券商，Collect commissions - No. 1 license (commonly known as "small No. 1 license") becomes a securities dealer，To carry out securities trading and capital allocation business - the No. 1 license (commonly known as the "Big No. 1 license" is equivalent to a domestic securities firm), the No. 1 license (securities brokerage) can hold customer assets.：Placing、Debt issuance、financial advisor、Stock trading、stock options、FIT trading、online trading、It’s just like a normal domestic securities firm.。
Class IV license：证券牌照用途：是类牌照，Units holding such licenses，Can give investors some appropriate investment advice，Generally to facilitate securities transactions，Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。Apply
Require
：Register a Hong Kong company，Configure a corporate structure appropriate to the company's business scale，2RO above the name，Can be used with 1、9License holders of licenses overlap。
Category 9 license：An asset management license is used to manage securities or futures contract investment portfolios for customers on a discretionary basis and to manage funds on a discretionary basis.：能够帮助海外客户管理资产是内地大型私募机构追捧的一类香港金融牌照。The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。
Apply
Require
：Have a company in Hong Kong or be an overseas corporation；Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge，500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。
设立私募基金或为专业投资者行投资——9号牌照（俗称“小9号牌照”）成立公募基金，进行基金零售——9号牌照（俗称“大9号牌照”）很多询问香港149号牌照代办的投资人中，Many are looking for companies with RO，But actually，If the company also holds a 149 license，Only 3 ROs are needed，Can be shared across individual posts。
本公司专业办理公司特殊类许可证、金融牌照公司及牌照转让，国内公司：pawn shop，auction house，慈善基金会，国内保险经纪，国内游/出境游旅行社，保安服务公司，药品经营许可证（批发）,医疗器械，危化品经营许可证，科技公司，贸易公司，Wenwangwen，危险品道路运输许可，互联网金融公司，资产管理公司等；香港公司：香港1469号牌，Hong Kong insurance broker，Hong Kong Finance Company，中港车牌，Hong Kong, Zhuhai and Macao license plates，等金融公司等；海外公司：Europe、北美、Singapore、Taiwan、Japan、Vietnam、俄罗斯、迪拜、塞舌尔、开曼等国家和地区，为您在提供海外开办企业提供个性化方案和全托代办服务；需要看名联系
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
