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Detailed procedures for applying for Hong Kong No. 9 asset management license

Financial card care question

Currently, applying for Hong Kong's No. 9 license is the first choice for asset management companies to expand their business in the international market.,There are hundreds of consultations every month from small and large enterprises of Shenzhen Hong Kong Xintong Deng Sheng,Every month, a mainland company applies for a Hong Kong financial license,So what is the procedure for applying for a No. 9 Asset Management license?

Prepare people first,Financial license in Hong Kong is a licensee system,Therefore, the choice of license holder is very important,It requires two people who are capable and have certain performance,If you can't find the person, you can contact Mr. Deng from Shenzhen to find out.,The services provided include applying for the discount of Hong Kong financial license and transferring the existing Hong Kong license.,A series of professional services including changes, shareholder structure design, transfer procedures, etc.,Contact Mr. Deng at any time for information。

Apply for Hong Kong License No. 9 Asset Management Process to Register a Hong Kong Company:

  1. Company name search(Submit name,Hong Kong Direct Inquiry)
  2. submit”power of attorney”(Submit the completed power of attorney)
  3. sign agreement(Sign an agreement according to the terms negotiated by both parties)
  4. Please contact Mr. Deng’s team for detailed procedures for applying for Hong Kong No. 9 license for asset management.;
  5. Sign legal documents(Arrange for all shareholders and directors to sign a complete set of documents)
  6. government approval process(Our company is licensed by the Companies Registration Office of the Hong Kong Government,Sign a contract with the government to register a Hong Kong company in the fastest one day,As long as you confirm the name and shareholder and director information,The government can complete the approval within 2 hours and present a scanned copy of the certificate)
  7. Make a green box(The green box contains the charter、stock book、meeting minutes、seal、Legal documents reviewed by accountants, etc.)
  8. Company establishment completed(Get the complete set of information in as fast as 3 working days,The green box can be sent directly to your designated location)Conditions for registering a Hong Kong company
  9. The name of the company (must have an English name、Chinese name is optional);
  10. One shareholder or more (must be over 18 years old);
  11. One director or above (must be over 18 years old,Can be held by the same person as the shareholder);
  12. Number of shares:at least one share,All shares issued are deemed paid;
  13. Registered address(The address must be in Hong Kong,Our company can provide multiple business addresses for customers to choose from,Free for first year);
  14. Legal Secretary (Hong Kong Company Law stipulates that limited companies must appoint a legal secretary,The legal secretary must be a Hong Kong citizen/permanent resident/legal person。

Generally speaking,Provided by our company,Free for first year。);

  1. Must engage in legitimate business;
  2. Significant Controllers Register:A register must be kept at the company’s registered office or somewhere in Hong Kong。The Significant Controllers Register may be maintained in hard copy or electronic form。More and more private equity management institutions are beginning to enter the Hong Kong market,Introduce overseas investors by setting up a company in Hong Kong。

Hong Kong’s financial license classification,The most popular financial license is 1、2、4、6、9Number,Hong Kong Securities Regulatory Commission’s application for different types of licenses

Require

There is a difference,The difficulty of applying for a license is also different.,Mr. Deng’s team from Hong Kong Xintong has thirteen years of relevant industry experience,always on price、Maintaining industry-leading speed

Advantages

,Company lawyers、Audit and other departments,Check the company,And tailor effective solutions to customers' problems,Currently, Mr. Deng’s company has a clean Hong Kong financial license for transfer,Business owners in need can learn more,Professional services Hong Kong license agency application and establishment matters, please contact Hong Kong Information Communications Manager Peng Yi。

The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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