1号牌证券交易：为客户提供股票及股票期权的买卖经纪服务，Buy and sell bonds for clients，为客户买入卖出互惠基金及单位信托基金配售及包销证券，相当于内地证券公司，为客户提供股票买卖类的业务。只有获得了1号牌照，才能在香港从事为客户提供证券交易、经纪等相应的服务。
申请香港149牌照都有什么
Require
找邓先生2号牌期货合约交易：为客户提供指数或商品期货的买卖服务。为客户提供指数或商品期货的经纪服务。为客户买入或沽出期货合约。相当于内地期货公司，为客户提供期货合约买卖类的业务。只有获得了2号牌照，才能在香港从事为客户提供期货合约交易、经纪等相应的服务。
申请香港149牌照都有什么
Require
找邓先生3号牌杠杆式外汇交易：以保证金形式为客户提供外汇交易，只有获得3号牌照，机构才可从事外汇杠杆交易等相应的业务。
4号牌针对证券交易提供操作意见：Providing investment advice to clients regarding the sale or purchase of securities，Issue research reports or analyzes on securities，只有获得了4号牌照的机构才能在香港为客户提供证券投资建议，发布相关的研究报告等相应的服务。
申请香港149牌照都有什么
Require
找邓先生5号牌针对期货合约交易提供操作意见：向客户提供有关沽出或买入期货合约的投资意见。发出有关期货合约的研究报告或分析，只有获得了5号牌照的机构才能在香港为客户提供期货投资建议，发布相关的研究报告等相应的服务。
6号牌针对机构融资提供意见：为上市申请人担任首次公开招股的保荐人。针对《公司收购、合并及股份购回守则》提供意见，针对《上市规则》的合规事宜为上市公司提供意见，只有获得6号牌照才可以从事机构融资提供相应意见服务的业务。
7号牌提供自动化交易服务：通俗来讲就是开设线上交易服务，目前证券、futures、Forex、债券等交易均可通过线上交易平台来交易。只有获得7号牌照交易商才可提供线上交易服务。8号牌提供证券保证金融资：为买入股票的客户提供融资并以客户的股票作为抵押品。
只有获得8号牌才可为客户提供证券抵押融资业务，类似于国内的证券融资，通常拥有1号牌也提供这种融资服务。申请香港149牌照都有什么
Require
9号牌提供资产管理：Manage securities or futures contract investment portfolios for clients on a discretionary basis。只有获得了9号牌照才能在香港发行基金，Manage client funds, etc.。Equivalent to Mainland China’s private equity fund license。
10号牌提供信贷评级服务：针对公司、债券及主权国的信用可靠性进行等级评定。国际著名的评级机构有标准普尔、穆迪、惠誉，在香港只有获得10号牌照才可成为评级机构。
申请香港证监会金融牌照
Require
办理香港牌照找邓先生首先就是必须在香港有公司，而且有实际办公场地，面积要合适，对公司的注册资金是有一定的
Require
的具体的就是每个牌照都会有一些差异，1号牌就分大牌小牌，大牌要1000完注册资金小牌只需要500万，那像4号牌这样的单纯做咨询的注册资金就更少。
更重要的就是要持牌人（ro），1号牌要3个，这个持牌人是在香港有考取资格证的人，这个资格证
Require
是从业5年以上才有资格考的，所以一般都是找香港本地人担任。 Requirements for Company Personnel Asset management companies issued with Hong Kong License No. 9 must have at least two responsible officers。That is OR。
In terms of nationality of individuals and responsible persons holding Hong Kong license No. 9，There are no restrictions or special regulations from the Securities Regulatory Commission。
At least one responsible officer of the asset management company must be a member of the board of directors，However, if other board members are not actively involved in or responsible for direct supervision of asset management activities，They do not necessarily need to be licensed to be responsible persons in the asset management business，办理香港牌照找邓先生另外，Although the Securities and Futures Commission
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，However, the responsible officer does not need to be in Hong Kong at all times，The condition is that when necessary，The SFC must have immediate access to at least one responsible officer of the asset management company。
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