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Apply for Hong Kong License No. 149,办理流程明细

Financial card care question

Hong Kong is a special administrative region under one country, two systems,Due to historical reasons,Hong Kong is relatively open to the outside world,There are more and more cases where mainlanders want to carry out securities and financial services in Hong Kong by applying for a Hong Kong 149 license.。in Hong Kong,There are 12 types of financial licenses defined in the Securities and Futures Ordinance,But the most common ones are generally type 1-9 license plates.,现有香港149号牌照申请办理,Can start business immediately。

Because Hong Kong financial licenses are identified by serial numbers,Some mainland people who want to do business in Hong Kong often need to do relevant homework on the license first.。在了解香港149号牌照申请办理之前,Let’s first discuss the functions and uses of license No. 149 and the application

Require

Make a rough summary。

香港149号牌照申请办理《证券及期货条例》第一类牌照证券交易牌照 用途:It is used to provide various services for securities trading to customers.,Such as providing stock and option trading services;Ability to buy and sell bonds for clients、买入及沽出互惠基金等功能是9类牌照中持有个人和单位数多的一个

Apply

Require

:It depends on whether you hold client assets to operate funds,Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。 香港149号牌照申请办理《证券及期货条例》第四类牌照证券牌照 用途是类牌照,Units holding such licenses,Can give investors some appropriate investment advice,Generally to facilitate securities transactions,Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。

Apply

Require

:Register a Hong Kong company,Configure a corporate structure appropriate to the company's business scale,2RO above the name,Can be used with 1、9License holders of licenses overlap。 香港149号牌照申请办理《证券及期货条例》第九类牌照资产管理牌照 用途能够帮助海外客户管理资产是内地大型私募机构追捧的一类香港金融牌照

The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。 Apply

Require

:Have a company in Hong Kong or be an overseas corporation;Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge,500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。

很多询问香港149号牌照申请办理的投资人中,Many are looking for companies with RO,But actually,If the company also holds a 149 license,Only 3 ROs are needed,Can be shared across individual posts。 The largest professional agency for application and processing of Hong Kong No. 149 plates in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。

To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,香港149号牌照申请办理详情欢迎与进一步沟通


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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