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上半年仅获批一家基金销售稀缺牌照有人喊价1.5亿

上半年仅获批一家基金销售稀缺牌照有人喊价1.5亿基金销售机构是指依法办理基金份额的认购申购和赎回的基金管理人以及取得基金代销业务资格的其他机构基金销售牌照是指颁发给从事基金产品销售的企业或机构的许可证

one、Fund sales license

Application conditions

:1.A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission;2.Have a business scope that complies with regulations;3.Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital;4.Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures;5.There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters;6.Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions;7.There should be no less than 10 persons who have obtained fund professional qualifications。

two、企业法人参股独立,Fund sales license

Application conditions

:1.持续经营3个以上完整会计年度,Financial condition is good,运作规范稳定;2.近3年没有受到刑事处罚;3.近3年没有受到金融监管行业监管工商税务等行政管理部门的行政处罚;4.近3年在自律管理商业银行等机构无不良记录;5.没有因违法违规行为正在被监管机构调查或者正处于整改期间

three、自然人参股独立,Fund sales license

Application conditions

:1.有从事证券基金或者其他金融业务10年以上或者证券基金业务部门管理5年以上或者担任证券基金行业高级管理人员3年以上的工作经历;2.近3年没有受到刑事处罚;3.近3年没有受到金融监管行业监管工商税务等行政管理部门的行政处罚;4.在自律管理商业银行等机构无不良记录;5.无到期未清偿的数额较大的债务;6.近3年无其他重大不良诚信记录

新注册难度极高很多企业家会通过收购来获取牌照没有最高只有更高基金销售牌照的转让价格不断刷新纪录最高可达1.5亿因为现在这个牌照本身市面上就少愿意卖的更少所以价格自然就起来了说到底物以稀为贵更多资讯关注头条号:Laughing a lot、搜狐号或直接


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Hong Kong Xintong focuses onGuangdong and Hong Kong license platesShenzhen Hazardous Chemicals Business LicenseShenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services,Assist customers to applyShenzhen travel agency business licenseShenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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