Hong Kong as a major offshore and non-offshore center for Asia’s financial markets，Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.，They are all at the forefront of the international financial market and are the preferred platform for international investors to invest in Asia.。Since the A-share market is not fully internationalized，More and more private equity fund management institutions are beginning to enter the Hong Kong market，Introduce overseas investors by setting up a company in Hong Kong。
According to the knowledge of Geshang Financial Management，Many well-known institutions in the private equity industry have applied or intend to apply for Hong Kong’s “No. 9 License”，Use Hong Kong as a platform to attract international investors。Hong Kong license No. 9 is mainly used for overseas investment and financing business。
How to apply for Hong Kong License No. 1，Hong Kong No. 1 Securities Trading License?Hong Kong No. 149 license transfer?If you want to know more about applying for No. 9 license，可联系【彭易经理】彭易经理：︵︶︹︺Company address：Hong Kong license number 9
Application conditions
：1、Incorporated，Hong Kong financial license application must be a company incorporated in Hong Kong or a non-Hong Kong company registered at the Hong Kong Companies Registry。
2、CompetenciesHave a suitable business structure、Good internal control system and qualified personnel,Sufficient to ensure that when you conduct your proposed business as detailed in your business plan,Ability to appropriately manage risks that may be faced。
Details about this,You may refer to the following documents issued by the Securities and Futures Commission："Guidelines on Competence";Code of Conduct for Persons Licensed or Registered with the Securities and Futures Commission;and "Applicable to the Management of Persons Licensed or Registered by the Securities and Futures Commission"、Supervision and Internal Control Guidelines"。
Hong Kong License No. 1 Application：Detailed explanation of Hong Kong Asset Management License No. 9 application requirements 3、Responsible person 1)For each type of regulated activity for which you are applying,You must appoint at least two responsible officers to directly supervise the relevant activities you intend to carry out。Hong Kong No. 149 Financial License Application 2)For each type of regulated activity for which you are applying,You must have at least one responsible person who can supervise the business at all times。
As long as the appointee is a suitable candidate and the relevant arrangements do not create role conflicts,The same person can be appointed as a responsible officer for more than one type of regulated activity。3)Among the responsible officers you intend to appoint,At least one must be an executive director as defined in the Securities and Futures Ordinance。Hong Kong financial license application，
Application conditions
What are there?4)All your executive directors must seek approval from the SFC,to become yours(as a corporation)responsible person。
5)When submitting your license application, you must,Submit all approval applications for all proposed responsible officers to the SFC together,for consideration by the Securities and Futures Commission。4、Major shareholders, etc. must be qualified as suitable candidates. Your major shareholder(See point 2)、senior staff、any other person who is or will be employed in relation to the regulated activity to which your application relates,or any other person with whom you have or will have contact in connection with such activities,must be suitably qualified。
For details, please refer to Section 129 of the Securities and Futures Ordinance。5、The financial resources you must have at all times are relevant to the type of regulated activity for which you are applying for a license.,Maintain your paid-up share capital and liquid capital at no less than the Securities and Futures(financial resources)the relevant amount specified in the Rules。
If you apply for more than one type of regulated activity,The paid-up share capital and liquid capital you should maintain,The amount you apply for in relation to the regulated activity will be higher, or。Summary of the amount of paid-up share capital and liquid capital required to be maintained by a licensed corporation for each type of regulated activity。Regulated activity type 9 – normal circumstances. Amount of paid-up share capital $5,000,000;Amount of working capital $3,000,000。
Hong Kong Asset Management License No. 149 Application and Transfer Details Application for Hong Kong Asset Management License，Ready to transfer Hong Kong No. 149 license，可联系【彭易经理】彭易经理：
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
