Port communication深圳私募基金牌照代办
Application conditions
，基金备案，就找【深圳】私募牌照
Application conditions
指引，私募牌照
Application process
，私募牌照准备资料明细。
专业一对一指导服务，管理人登记，基金备案，基金管理公司注册顾问如何办理基金销售牌照?独立基金销售机构可以专业从事基金及其他金融理财产品销售，其申请基金销售业务资格应当具备下列条件：(one)A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission;(two)Have a business scope that complies with regulations;(three)Registered capital or capital contribution shall not be less than RMB 20 million，and must be paid-in monetary capital;(Four)Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures;(five)There are no major changes that have affected or may affect the normal operation of the organization.，or lawsuit、Arbitration and other major matters;(six)Senior managers have obtained fund practitioner qualifications，Familiar with fund sales business，And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions;(seven)There should be no less than 10 persons who have obtained fund professional qualifications。
第十六条独立基金销售机构以有限责任公司形式设立的，其股东可以是企业法人或者自然人。
企业法人参股独立基金销售机构，应当具备以下条件：(one)持续经营3个以上完整会计年度，Financial condition is good，运作规范稳定;(two)最近3年没有受到刑事处罚;(three)最近3年没有受到金融监管、行业监管、工商、税务等行政管理部门的行政处罚;(Four)最近3年在自律管理、商业银行等机构无不良记录;(five)没有因违法违规行为正在被监管机构调查或者正处于整改期间。
自然人参股独立基金销售机构，应当具备以下条件：(one)有从事证券、基金或者其他金融业务10年以上或者证券、基金业务部门管理5年以上或者担任证券、基金行业高级管理人员3年以上的工作经历;(two)最近3年没有受到刑事处罚;(three)最近3年没有受到金融监管、行业监管、工商、税务等行政管理部门的行政处罚;(Four)在自律管理、商业银行等机构无不良记录;(five)无到期未清偿的数额较大的债务;(six)最近3年无其他重大不良诚信记录。
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