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Conditions and procedures for applying for the new Hong Kong No. 9 financial license

Financial card care question

全新香港9号金融牌照办理条件及流程什么是香港金融牌照按照香港相关监管规定拟在香港开展受规管活动的公司需要向证券及期货事务监察委员会(证监会是获《证券及期货条例》赋权监察该类活动的监管机构)申请相关的受规管活动牌照

牌照類型繳足股本的低數額流動資本金的低數額1號牌照若該機構屬於核准介紹代理人或買賣商若該機構提供證券保證金融資其他情況不適用50萬港幣1000萬港幣300萬港幣500萬港幣300萬港幣2號牌照若該機構屬於核准介紹代理人買賣商期貨非結算式交易商其他情況不適用50萬港幣500萬港幣300萬港幣全新香港9号金融牌照办理条件及流程

3號牌照若該機構屬於核准介紹代理人其他情況500萬港幣300萬港幣3000萬港幣1500萬港幣4號牌照若該機構就證券提供意見的同時受到不得持有客戶資產的發牌條件所規限(b)其他情況不適用10萬港幣500萬港幣300萬港幣5號牌照若該機構就期貨合約提供意見的同時受到不得持有客戶資產的發牌條件所規限其他情況不適用10萬港幣500萬港幣300萬港幣6號牌照若該機構擔任保薦人持有客戶資產不得持有客戶資產若該機構並非擔任保薦人持有客戶資產不得持有客戶資產1000萬港幣300萬港幣1000萬港幣10萬港幣500萬港幣300萬港幣不適用10萬港幣7號牌照若該機構就機構融資提供意見500萬港幣300萬港幣全新香港9号金融牌照办理条件及流程8號牌照若該機構提供證券保證金融資1000萬港幣300萬港幣9號牌照若該機構提供資產管理的同時受到不得持有客戶資產的發牌條件所規限其他情況不適用10萬港幣500萬港幣300萬港幣10號牌照若該機構提供信貸評級服務的同時受到不得持有客戶資產的發牌條件所規限其他情況不適用10萬港幣500萬港幣300萬港幣全新香港9号金融牌照办理条件及流程现在香港9号牌办理成为金融界的一大方向这样的条件下很多机构申请,9号牌照的审核通过的几率就比较小了且管理制度也会更严格和规范那申请办理的难度就加大了

通常企业自行申请办理会比专业机构去办理时间延长3个左右为了办理通过率更高时效性更快很多企业会选择像港信通国际这样的专业机构来办理随时联系彭易经理。Conditions and procedures for applying for the new Hong Kong No. 9 financial license,港信通国际专业办理香港金融牌照11年经验,Familiar with the procedures of the Hong Kong office、laws and institutions。

A ready-made Hong Kong financial license is available for transfer,20% below market price,国内一家免佣办理机构。Full hosting one-stop service,There are resources to quickly connect to the Hong Kong application office。已办理成功很多案例(有国内外知名证券公司、Investment companies with strong capital, etc.)。The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。Related products:Hong Kong financial license application , Hong Kong financial license registration , Apply for a Hong Kong financial license


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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How much tax do you need to pay to register a company in Hong Kong? Many customers start from scratch when it comes to registering a company in Hong Kong.,Especially customers engaged in trading business,Understanding a brand new industry requires a certain amount of understanding,
Financial card care question

Shenzhen Japanese company registration process Japanese companies

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Financial card care question

How to register a Japanese company? How to register a Japanese company?

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What conditions and information are required for Hong Kong company registration?

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