全国基金销售牌照有多少家?还可以新注册吗?全国基金销售牌照有多少家?还可以新注册吗?基金销售机构是指依法办理基金份额的认购、申购和赎回的基金管理人以及取得基金代销业务资格的其他机构。基金销售牌照是指颁发给从事基金产品销售的企业或机构的许可证。
one、Fund sales license
Application conditions
:
- A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission;
- Have a business scope that complies with regulations;
- Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital;
- Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures;
- There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters;
- Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions;
- There should be no less than 10 persons who have obtained fund professional qualifications。
two、企业法人参股独立,Fund sales license
Application conditions
:
- 持续经营3个以上完整会计年度,Financial condition is good,运作规范稳定;
- 近3年没有受到刑事处罚;
- 近3年没有受到金融监管、行业监管、工商、税务等行政管理部门的行政处罚;
- 近3年在自律管理、商业银行等机构无不良记录;
- 没有因违法违规行为正在被监管机构调查或者正处于整改期间。
three、自然人参股独立,Fund sales license
Application conditions
:
- 有从事证券、基金或者其他金融业务10年以上或者证券、基金业务部门管理5年以上或者担任证券、基金行业高级管理人员3年以上的工作经历;
- 近3年没有受到刑事处罚;
- 近3年没有受到金融监管、行业监管、工商、税务等行政管理部门的行政处罚;
- 在自律管理、商业银行等机构无不良记录;
- 无到期未清偿的数额较大的债务;
- 近3年无其他重大不良诚信记录。
新注册难度极高,很多企业家会通过收购来获取牌照。没有最高,只有更高,基金销售牌照的转让价格不断刷新纪录,最高可达1.5亿。因为现在这个牌照本身市面上就少,愿意卖的更少,所以价格自然就起来了。说到底,物以稀为贵。
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