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Grab Hong Kong License No. 9,Details of private equity funds applying for overseas licenses are disclosed

Financial card care question

Hong Kong No. 1、4Number、9The license plate is a separate license plate,Different licenses target different business activities,Those who engage in asset management must apply for a Hong Kong license No. 9,Those who carry out securities consulting must apply for a Hong Kong license No. 4,Of course, all companies involved can handle 1 at the same time、4、9license plate。The application of Hong Kong No. 149 license has a high impact on the brokerage strength of the applicant company.

Require

,The application time is generally 6 months,The span is relatively long。

In order to reduce processing time, many companies,Save time and effort and find a third-party agency to handle it.,Many of the customers Peng Yi serves are motivated by such considerations.,Find someone with experience,Strong agency agency。Friends in need please contact Peng Yi. According to data released by the Hong Kong Securities Regulatory Commission,2016Year,The China Securities Regulatory Commission issued 165 No. 9 licenses (asset management licenses), the most since 2006。2017By the end of February this year, 17 institutions had applied for license No. 9。

It is not difficult to see from the hot trend of No. 9 plate,Hong Kong stocks surge、In the context of strong demand for overseas asset allocation,More and more companies are entering the Hong Kong market,Attract overseas investors by obtaining a Hong Kong license。———————————————— Speaking specifically about the conditions for Hong Kong No. 149 license,1.4.9No. license for registered capital、office space、personnel、Legal person resume、Enterprise plans are all detailed

Require

There are two ways to obtain a Hong Kong license,First, register a company in Hong Kong,Apply to the Securities and Futures Commission of Hong Kong to obtain,The other is to directly acquire a company that has successfully applied for a Hong Kong license.。You can consult Peng Yi for both of these.,We can provide conditional support for the former,like office address,Personnel and other conditions,The latter currently has licenses No. 1/4/9 available for transfer.,Friends in need please contact Peng Yi.


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

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The British tax system is based on original direct taxation

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