“PrestigeAssetManagementLimitedSidley Asset Management Limited(Hereinafter referred to as "Sidley Asset Management")Obtained No. 4 and No. 9 licenses from the Hong Kong Securities and Futures Commission on November 15,The license number is BHS708。Sidley becomes a fully licensed financial holding group。
PrestigeFinancialHoldingsGroupSidley Financial Holdings Group(Hereinafter referred to as "Sidley Financial Holdings")2005Founded in Hong Kong and Beijing,Its members include Sidley Securities(Holds Hong Kong Securities and Futures Commission licenses No. 1 and No. 4)、Sidley Asset Management(Holds Hong Kong Securities and Futures Commission licenses No. 4 and No. 9)、Sidley Insurance、Sidley Investments、Sidley Capital、Many financial companies。
Among them, the main business scope of Sidley Asset Management includes US dollar FOF fund of funds featuring quantitative investment.、fixed income、Overseas real estate funds、Private equity funds, etc.。The threshold for applying for an asset management license in Hong Kong is very high。
If a corporation applies for an asset management license from the Securities and Futures Commission of Hong Kong(Carrying out Type 4 and Type 9 regulated activities)The following needs to be met first
Require
:Responsible person:Requires more than two qualified responsible officers to oversee regulated activities(asset Management)。
In addition to being required to have at least 3 years of experience in a licensed asset management company, the responsible person,You must also pass Hong Kong’s “Responsible Officer Qualification Examination”;company organization:In company organizational structure、internal control、Business processes and internal employee training must meet the strict requirements of the China Securities Regulatory Commission.
Require
;executive Director:2One of the responsible persons must become an executive director of the company,To ensure that responsible officers have sufficient authority to supervise the company’s daily operations and regulated activities;申请周期:香港证监会目前审批牌照申请的周期平均为半年甚至于一年以上。
Hong Kong Securities and Futures Commission Asset Management(Regulated activity No. 9)Regulated activities permitted by licensed intermediaries:First、Can manage funds or other collective investment schemes on a discretionary basis;second、Fund products can be issued;third、If you have both RQFII license and quota,A-share exchange-traded funds that can issue RQFII;fourth、Can manage discretionary accounts,Manage securities or futures contract-style investment portfolios for clients on a discretionary basis;fifth、Can invest in private equity funds for clients,And buy shares of unlisted companies Sixth、Can invest in projects in frontier areas such as Qianhai Private Equity。
Sidley Asset Management has recently launched the "Sidley Quantitative Select Issue 1" FOF fund,A medium-risk/high-return fund,The return of its investment portfolio over the past year(As of August 2016)为30.4%,三年平均回报为18.8%(Various underlying funds have been deducted
cost
)。The average Sharpe ratio over the past three years was 1.57。The investment target of the fund is the world's leading quantitative fund-Renaissance Technology。
Based on the principles of systematic investment and strict risk control,Renaissance uses unique mathematical models to remove short-term fluctuations and market noise,More accurately predict the prices of various financial products、Long-term trends in macroeconomic and market indicators。The fund is rarely open to overseas, especially Asian investors。Sidley will successively issue many of the world’s top financial products,Help mid- to high-net-worth investors reasonably diversify risks,Achieve stable and long-lasting high returns,Achieve effective overseas asset allocation。”
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