“Prestige Asset Management Limited盛德资产管理有限公司(Hereinafter referred to as "Sidley Asset Management")于11月15日获发香港证监会 4 号及 9 license plate,牌照编号为 BHS708。Sidley becomes a fully licensed financial holding group。
Prestige Financial Holdings Group盛德金融控股集团(Hereinafter referred to as "Sidley Financial Holdings")2005Founded in Hong Kong and Beijing,Its members include Sidley Securities(持有香港证监会 1 号及 4 license plate)、Sidley Asset Management(持有香港证监会 4 号及 9 license plate)、Sidley Insurance、Sidley Investments、Sidley Capital、Many financial companies。
Among them, the main business scope of Sidley Asset Management includes US dollar FOF fund of funds featuring quantitative investment.、fixed income、Overseas real estate funds、Private equity funds, etc.。The threshold for applying for an asset management license in Hong Kong is very high。
If a corporation applies for an asset management license from the Securities and Futures Commission of Hong Kong(进行4号及 9 号受规管活动)The following needs to be met first
Require
:Responsible person:Requires more than two qualified responsible officers to oversee regulated activities(asset Management)。
负责人员除了需要有最少 3 年的持牌资产管理公司经验外,You must also pass Hong Kong’s “Responsible Officer Qualification Examination”;company organization:In company organizational structure、internal control、Business processes and internal employee training must meet the strict requirements of the China Securities Regulatory Commission.
Require
;executive Director: 2 One of the responsible persons must become an executive director of the company,To ensure that responsible officers have sufficient authority to supervise the company’s daily operations and regulated activities;申请周期:香港证监会目前审批牌照申请的周期平均为半年甚至于一年以上。
Hong Kong Securities and Futures Commission Asset Management(No. 9 号受规管活动)Regulated activities permitted by licensed intermediaries:First、Can manage funds or other collective investment schemes on a discretionary basis;second、Fund products can be issued;third、如同时拥有 RQFII 牌照及限额,可发行 RQFII 的 A 股交易所买卖基金;fourth、Can manage discretionary accounts,Manage securities or futures contract-style investment portfolios for clients on a discretionary basis;fifth、Can invest in private equity funds for clients,And buy shares of unlisted companies Sixth、Can invest in projects in frontier areas such as Qianhai Private Equity。
Sidley Asset Management has recently launched the "Sidley Quantitative Select Issue 1" FOF fund,A medium-risk/high-return fund,The return of its investment portfolio over the past year(As of August 2016)for
- 4%,The three-year average return is
- 8%(Various underlying funds have been deducted
cost
)。The average Sharpe ratio over the past three years was 1.57。 The investment target of the fund is the world's leading quantitative fund-Renaissance Technology。
Based on the principles of systematic investment and strict risk control,Renaissance uses unique mathematical models to remove short-term fluctuations and market noise, More accurately predict the prices of various financial products、Long-term trends in macroeconomic and market indicators。The fund is rarely open to overseas, especially Asian investors。Sidley will successively issue many of the world’s top financial products,Help mid- to high-net-worth investors reasonably diversify risks,Achieve stable and long-lasting high returns,Achieve effective overseas asset allocation。
”
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
