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Cost of buying a Hong Kong asset management qualification,Hong Kong No. 9 plate qualification agency process

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:When it comes to Hong Kong licenses,Many people should be familiar with,And I can quickly match the key words in my mind - Hong Kong number plates 1-10。What we are going to talk about in this article is the Hong Kong No. 9 license plate qualification agency process.,And if you need to buy a No. 9 plate,That is, those with Hong Kong asset management qualifications

cost

。9Number plate processing is mainly related to

Require

More, The process is trivial,Hope to read this article,can inspire you。

Hong Kong No. 9 plate

Process

What are the more important aspects of the company?

Require

1)An asset management company applying for a license in Hong Kong must be a company incorporated in Hong Kong or an overseas corporation registered with the Companies Registry in accordance with the Securities and Futures Ordinance,Neither sole proprietorship nor partnership will be licensed2)The SFC will consider the company’s financial condition and solvency、Qualifications and experience of company personnel、and whether the company has the ability to conduct regulated activities competently。

3) in terms of ability,The company must demonstrate that it has an appropriate business structure,A good internal control system and qualified personnel ensure proper risk management and compliance with relevant rules and laws. Shenzhen Hong Kong Xintong International is a company that specializes in handling Hong Kong financial related license qualifications.,Has rich handling experience and numerous cases,If there is a customer who needs to apply for a Hong Kong asset management license,But for related

cost

,Not familiar with the process and other situations,You can contact me directly。

We can send you recent information for your reference.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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