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买一个香港9号牌需要什么条件香港资管牌照转让费用

Financial card care question

Hong Kong Xintong Peng Yishuo License:在香港金融界的几个牌照中难办理的应该就是证监会管理的1-10号牌了如果公司想要申请到这几个牌照是需要经过非常多的程序与检验的,but,一旦获取到这几个牌照也意味着公司可以设计的业务有多了很多拥有更多发展的机会

本篇文章就是主要想和大家介绍一下买一个香港9号牌需要什么条件香港资管牌照转让

cost

。What are the specific requirements for Hong Kong No. 9 license application?

Require

  1. Register a Hong Kong company,The company’s business scope should include the type of asset management。If an overseas company in Hong Kong wants to directly engage in asset management business in Hong Kong,You need to register at the registration office before applying for the Hong Kong No. 9 license。
  2. Hong Kong License No. 9 is actually an asset management license,So it represents the interests of investors。Therefore, the Securities and Futures Commission of Hong Kong

Require

The company itself must have a relatively good corporate structure,There is a complete set of protection systems to ensure that the interests of investors are not violated。(3) Hong Kong Securities and Futures Commission

Require

The company itself should employ a sufficient number of,Comply with the Securities and Futures Commission

Require

responsible person。

The responsible officer’s primary responsibility is to supervise the company’s operations,and conduct regular operational reports to the China Securities Regulatory Commission.。(4) The person in charge mainly assesses academic qualifications,Industry experience,Management experience and regulatory knowledge (regulatory knowledge is actually what we often call laws and regulations)。

以上就是关于香港九号牌代办收购转让的一些基本信息啦自己办理涉及的问题比较多,Generally speaking,如果没有这方面经验我们是不建议公司独立完成的就算确实想要自己申请也建议找到合适的代办机构先详细咨询一下近期的一些政策问题。Related products:买一个香港9号牌需要什么条件 , 香港资管牌照转让

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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