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买一个香港9号牌需要多少费用香港资管牌照转让条件

Financial card care question

Detailed introduction to Hong Kong Xintong Peng Yishuo license:香港9号牌是想要在香港从事资产管理行业的企业必须要办理的意见证件但是由于其办理比较艰难很多公司都会选择找专门的代办机构来进行办理港信通国际有着丰富丶经验贤臣更多人际关系能够牢牢把握现在办理香港9号牌的每一个时间点建议有需要办理的可以直接和我联系

Apply for a Hong Kong financial license

Require

Details are as follows:

  1. 在香港注册成立公司或在香港公司注册处注册的非香港公司
  2. The company has a suitable business structure、Good internal control system and qualified personnel,能够管理业务中可能面对的风险
  3. For each type of regulated activity applied for,Two less responsible officers must be appointed to directly supervise the relevant activities。
  4. For each type of regulated activity applied for,少有一名负责人员可以时刻监督有关业务
  5. Among the responsible personnel planned to be appointed by the organization,At least one person must be from the China Securities Regulatory Commission

Require

executive director of。6.All executive directors of an institution must seek approval from the Securities and Futures Commission,以成为负责人员以上就是关于买一个香港9号牌需要多少

cost

香港资管牌照转让条件的全部资料了

有需要的认识可以直接与我联系哦


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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