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Lid Financial obtained Hong Kong's No. 9 license, taking a key step in its international layout

Financial card care question

recently,Leader Financial Services Group acquires Hong Kong asset management company,Successfully obtained the No. 9 license from the Hong Kong Securities Regulatory Commission,This means that Lide Group has taken a key step in its international layout.。With the international vision and investment experience of the Hong Kong branch,Li De Group will provide investors with more professional overseas investment advisory services and more diversified asset allocation services.。It is understood,The Hong Kong market implements a financial license management system。

Among them, License No. 9 is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。After being issued a license,Companies will be eligible to offer shares to domestic and foreign institutions、fund、Debt and other investment portfolio management services。Li De Financial Services Group obtained the license,It means obtaining a "pass" in the international capital market。

on the one hand,Investment methods and investment tools are more abundant,Can provide customers with overseas asset allocation services and investment services;on the other hand,Can build an international brand,Raise funds directly in Hong Kong market,Attract overseas capital to invest in mainland products。At present, No. 9 license plate has become the most popular type of license for many mainland institutions.。

Chongyang Investment, a well-known domestic private equity institution、Jinglin Assets、Danshui spring investment、Zhuque Investment、Oriental Harbor、Jingtai Lifeng Assets、Ivy Asset and others have obtained the “No. 9 License” for asset management business。With the fluctuations in the domestic capital market、Uncertainty about the future trend of the RMB exchange rate,Overseas asset allocation has gradually become the focus of Chinese high-net-worth clients,Investors hope to balance their asset allocation through overseas investment and other methods。

Hong Kong as one of the financial centers in Asia,Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.,They are all at the forefront of the international financial market and are the preferred platform for international investors to invest in Asia.。


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Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

U.S. MSB license plate picture

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