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开口一张嘴商家有没办理过香港149号牌照就看这个

Financial card care question

one、你直接问商家申请牌照对RO有什么

Require

:1、For each type of regulated activity for which you are applying,You must appoint at least two responsible officers to directly supervise the relevant activities you intend to carry out。Hong Kong No. 149 Financial License Application 2、For each type of regulated activity for which you are applying,You must have at least one responsible person who can supervise the business at all times。

As long as the appointee is a suitable candidate and the relevant arrangements do not create role conflicts,The same person can be appointed as a responsible officer for more than one type of regulated activity。3、Among the responsible officers you intend to appoint,At least one must be an executive director as defined in the Securities and Futures Ordinance。Hong Kong financial license application,

Application conditions

有哪些4、All your executive directors must seek approval from the SFC,to become yours(as a corporation)responsible person。

5、When submitting your license application, you must,Submit all approval applications for all proposed responsible officers to the SFC together,for consideration by the Securities and Futures Commission。two、问商家注册资金多少?股权架构怎么设立?1不低于500万元的缴足资本不低于300万元的流动资金;2、申请香港149号牌照申请主体必须是香港公司3或者是在香港公司注册处完成注册的非香港公司

three、问如果想直接收购一家牌照公司流程怎样?人员变更和公司变更的材料需要提交到香港证监会,That is SFC,Review by the China Securities Regulatory Commission regarding acquisitions and shareholder background。When making an acquisition,Documents proving the source of funds for shareholders need to be re-provided,Including the previous year’s turnover,Statements for various types of financial products。It is necessary to prove that the shareholder’s assets are not less than HKD 5 million.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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