境外私募-了解什么是香港资产管理（9号牌）香港作为世界金融中心，对应的金融牌照自然不少，在企业申请金融牌照的时候就会遇到需要提供RO人员，很多人一开始对RO很陌生，什么是RO，RO可以干嘛？RO英文全称ResponsibleOfficer，ROs need to pass the assessment of the China Securities Regulatory Commission and be licensed to work.，Register with the China Securities Regulatory Commission，lifelong practice。
In the course of daily operations, licensed companies，必须有最少一名负责人员可以时刻监督有关业务。负责人RO要通过香港证监会的审核上岗是需要参加资格考试的。可见RO的重要性。When submitting your license application，The company intending to be licensed must submit all approval applications for becoming an RO to the Securities Regulatory Commission.，For each type of regulated activity applied for，必须委任最少两名负责人员直接监督你拟进行的有关活动。
For each type of regulated activity applied for，必须有最少一名负责人员可以时刻监督有关业务。As long as the appointee is a suitable candidate and the relevant arrangements do not create role conflicts，The same person can be appointed as a responsible officer for more than one type of regulated activity。
在任何时候都必须就你所申请获发牌照的受规管活动类别，Maintain your paid-up share capital and liquid capital at no less than the Securities and Futures(financial resources)the relevant amount specified in the Rules。If you apply for more than one type of regulated activity，应该维持的最低缴足股本及速动资金，The highest of the prescribed amounts for regulated activities that you apply for will be used。
当下比较热门的金融牌照，最数9号牌了，获颁香港资产管理(9Number)牌照后，Companies will be eligible to offer shares to domestic and foreign institutions、fund、Bond and other investment portfolio management services。Leveraging the Hong Kong Asset Management Platform，This company can not only develop more overseas real estate or stock funds and other products，We can also launch value-added services such as investment immigration and investment consulting.，Provide more diversified services to high net worth clients。
从企业角度，获取9号牌照的方式无非就是新办和收购，各有利弊，新办可能会遇到政策上的变动不可控因素，收购则需要前期沟通细节到位，总体而言，企业着急开展业务，不妨考虑收购入手。飓风快讯：香港地区作为国际资产管理及财富管理中心，资管业务合计规模达到18.29万亿港元。
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
