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基金销售牌照新申请和转让流程

基金销售牌照新申请和

transfer process

基金销售牌照我想是很多基金公司想要的牌照就它的功能性来说拥有这个牌照我们可以代售其它基金公司的基金可以与其敲定相应的合同然后我们就能拥有多家基金客户可以在我们这边选择买他想要的收益率的和他喜欢的那支基金多提供方来说也是不会因为不能满足客户的

Require

和丢失客户

基金销售牌照的

Application conditions

and

Application process

  1. Application conditions

我国证券投资基金销售市场已经形成以商业银行销售为主,Fund management company、证券公司、Futures company、证券投资机构保险公司独立销售机构销售为辅的多渠道销售模式

以下资格

Application process

申请材料接收部门及申请材料清单适用于所有基金销售申请机构包括商业银行、Brokerage firm、Futures company、证券投资机构保险机构及独立基金销售机构至于各类申请机构的

Application conditions

请见下文分别介绍

Application process

拟申请基金销售业务资格的机构登录证监会网站进入“在线办事-基金公司数据报送”栏目申请材料在线填报获取账号密码方式见《证券投资基金销售业务资格核准流程图》在线填报完成后进行提交并在线打印书面材料打印的书面材料加盖公章后连同附件一并报送申请机构工商注册所在地证监派出机构行政许可受理部门

》》》》》基金销售牌照申请转让》》》》》》》》》》》《简介》公司专业办理各类金融牌照,Including Hong Kong insurance broker license、Excellent photos of private equity funds、insurance broker license、insurance agent license、Insurance adjuster license、Commercial factoring license、Financial leasing license、pawn shop license、Financing guarantee license、金融资产管理公司转让、Pay license、Crowdfunding company license、Credit reporting license、Internet financial brand,The company can also provide various financial license transfer services。


About Hong Kong Xintong

Hong Kong Xintong focuses onGuangdong and Hong Kong license platesShenzhen Hazardous Chemicals Business LicenseShenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services,Assist customers to applyShenzhen travel agency business licenseShenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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