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基金销售牌照申请流程!

Fund sales license

Application process

之——基金销售牌照的资格条件 (one) A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission; (two) 有符合规定的组织名称组织机构和经营范围; (three) Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital; (Four)有限责任公司股东或者合伙企业合伙人符合办法规定; (five)There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters; (six)Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions。

There should be no less than 10 persons who have obtained fund professional qualifications。

two、Fund sales license

Application process

之——如何办理基金销售牌照? 独立基金销售机构可以专业从事基金及其他金融理财产品销售其申请基金销售业务资格应当具备下列条件 (one)A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission; (two)Have a business scope that complies with regulations; (three)Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital; (Four)Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures; (five)There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters; (six)Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions; (seven)There should be no less than 10 persons who have obtained fund professional qualifications。

如果您有相关需求和问题可以登录我们的网站咨询我们的在线客服

Fund sales license

Application process

之——基金销售牌照的资格条件 (one) A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission; (two) 有符合规定的组织名称组织机构和经营范围; (three) Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital; (Four)有限责任公司股东或者合伙企业合伙人符合办法规定; (five)There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters; (six)Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions。

There should be no less than 10 persons who have obtained fund professional qualifications。

two、Fund sales license

Application process

之——如何办理基金销售牌照? 独立基金销售机构可以专业从事基金及其他金融理财产品销售其申请基金销售业务资格应当具备下列条件 (one)A limited liability company established in accordance with the law、Partnership or other forms that comply with the provisions of the China Securities Regulatory Commission; (two)Have a business scope that complies with regulations; (three)Registered capital or capital contribution shall not be less than RMB 20 million,and must be paid-in monetary capital; (Four)Shareholders of a limited liability company or partners of a partnership comply with the provisions of these Measures; (five)There are no major changes that have affected or may affect the normal operation of the organization.,or lawsuit、Arbitration and other major matters; (six)Senior managers have obtained fund practitioner qualifications,Familiar with fund sales business,And have more than 2 years of work experience in fund business or more than 5 years of work experience in other financial-related institutions; (seven)There should be no less than 10 persons who have obtained fund professional qualifications。

如果您有相关需求和问题可以登录我们的网站咨询我们的在线客服


About Hong Kong Xintong

Hong Kong Xintong focuses onGuangdong and Hong Kong license platesShenzhen Hazardous Chemicals Business LicenseShenzhen labor dispatch licenseandShenzhen Charity Foundationapplication services,Assist customers to applyShenzhen travel agency business licenseShenzhen pawn shop business license、Shenzhen auction house license and other mainstream domestic financial licenses,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableODI overseas investment registration、International travel agency registration and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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