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Hong Kong Asset Management Qualification Agency Conditions,The qualification fee for buying a Hong Kong No. 9 license plate

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:many people,Especially those of us in the mainland,Registering a Hong Kong company,I’m always confused when applying for a Hong Kong license.。One is because we have never been exposed to Hong Kong’s methods of doing things.,Not familiar with the process,Another reason is that it is difficult to apply for a financial license.,Many details, many processes, many materials and complex,Many points to note。

But for financial companies,拿到香港牌照就是走向国际化的第一步,It is also a step that must be taken。At this time,The usefulness of the qualification agency is reflected。This article will mainly tell you about,Hong Kong Asset Management Qualification Agency Conditions,Buy a Hong Kong No. 9 license plate

cost

The following will analyze the Hong Kong No. 9 license application

Require

and

cost

difference,Each applicant’s understanding of the way the business is conducted

Require

is different,Some companies do not need to hold customer assets to operate,We call it the small 9 license plate,It is lower than Big 9 licenses in some application thresholds,Da9pai has the license to hold client assets,But the premise is that these assets need to be kept in a separate account。

Hong Kong No. 9 License Application

Require

:1.Have a company or overseas corporation registered in Hong Kong;2.Have an appropriate business structure、Good internal control system;3.Financial status is in good shape,And it is always guaranteed to have the minimum paid-up share capital and quick-frozen funds.;4.Ensure at least two licensed responsible persons,Comply with China Securities Regulatory Commission regulations

Require

Hong Kong No. 9 license application if you need to hold client assets,It is necessary to ensure that there is a minimum paid-up share capital of HK$5 million and quick-frozen funds of no less than HK$3 million.。Hong Kong No. 9 License Application

Require

The difference determines

cost

difference on。As the situation of mainland China investing in Hong Kong is becoming increasingly fierce,,The screening standards for companies applying for Hong Kong’s No. 9 license continue to improve,Prefer more powerful companies to operate。

Establishment of Hong Kong No. 9 plate,There are still many things to pay attention to。If you want to know more about the requirements for Hong Kong asset management qualifications,Buy a Hong Kong No. 9 license plate

cost

Details of,You can contact me directly。We will regularly update recent relevant information,You can send it to everyone for free for reference.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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