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Hong Kong Asset Management Company applies for Hong Kong No. 9 License

Financial card care question

Hong Kong's license market has continued to be sluggish in the past few months.,It has reached a low point now,Enterprises in need will benefit from entering the market at this time.,Current asset management companies in Hong Kong,Commonly known as Hong Kong’s No. 9 plate,Then the conditions that need to be prepared to apply for the Hong Kong No. 9 plate mainly consist of three parts.,First is funding,Hong Kong asset management companies are divided into big names and small names.,The registered capital of big brands is generally three to five million.,The funds for small cards range from one hundred to three hundred.,Actual demand,Secondly, there is the personnel issue,In terms of personnel, there are also those with low salaries.,There are also those with higher salaries,彭易经理认为在选择人员主要是看业绩以及工作年限等等综合指标如有详细的咨询可以联系彭易经理电话,24 hours waiting。

What does holding No. 9 plate mean?

Advantages

? License No. 9 is a Type 9 regulated business qualification license issued and implemented by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards

Require

What are the main factors to consider?

Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel,and whether the company has the ability to conduct regulated activities。

Require

The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel,To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel

Require

? 2 persons:Responsible officers and licensed representatives。

Responsible person:

Require

Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas);Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries (recommended for public fund companies) in the past 6 years and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioners Qualification Examination Papers 1 and 6:

Require

Passed the Chinese/English + Mathematics examination in Hong Kong or the equivalent (high school public examination such as university entrance examination) and engaged in related industries for at least 5 years in the past 8 years (some private equity companies are enough) Hong Kong Information Technology is a Hong Kong financial license application agency with a certain scale in Guangdong.,彭易经理具有十二年相关行业经验,always on price、Maintaining industry-leading speed

Advantages

,Company lawyers、Audit and other departments,Check the company,And tailor effective solutions to customers' problems。

港信通彭易经理团队具有系统化办事体系,Able to accept client entrustments while,Refined division of labor,Completion of qualifications in a shorter period of time,We now have Hong Kong asset management companies with different situations in hand、Hong Kong No.9 Company Transfer,Hong Kong Asset Management Company applies for Hong Kong No. 9 license plate. For details, please call Manager Peng Yi of Hong Kong Information Communication Co., Ltd.。The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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