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香港资产管理的牌照转让9号牌

Financial card care question

香港资产管理市场香港的资产管理9号牌照就和大陆这边的私募基金管理人牌照性质差不多都是做资产管理的那香港那边是持牌制度的而大陆这边都是许可制度的香港那边的持牌制度也是

Require

要有专业的人考过了专业的考试之后才能拿到相应的证书然后才有资格去申请公司层面的牌照

同样大陆的私募牌照也是这样只有公司拥有足够多的通过基金从业资格考试的人员才能够开始考虑申请私募基金管理人牌照香港的资产管理市场是很景气的香港人的金融意识普遍都比较高

香港9号牌照如何获得首先就是申请的途经这个就是对人员场地和资金有一定的

Require

资金至少要放100万港币再账户上然后人员要两个拿到牌照的人场地必须是写字楼才行这些事基础条件更多的就再详细沟通

第二个途经就是收购公司的途经目前我们有一些标地看您需要什么样的公司有什么

Require

我们能够给到您最优质的方案其中一个牌照大体情况如下

  1. Intention to sell:clear
  2. license:单9牌
  3. 有别的金融项目在做所以这块想转已经有跟别的卖家接触希望能去香港面谈

香港9号牌相关新闻上游新闻记者了解到TCG资产管理公司成立于2011年4月,2013年12月获得香港证监会批准的《证券及期货条例》第九类资产管理牌照获得为境内外机构提供股票基金及债券等投资组合管理服务资质

Industry insiders pointed out,此次收购有助于瀚华金控整合境内外资源丰富公司业态和提升中小微企业服务能力


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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How to register a Japanese company? How to register a Japanese company?

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