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Hong Kong securities company applies for Hong Kong No. 1 license

Financial card care question

Hong Kong company processing conditions are relatively simple,港信通认为如果需要资质比如说证券一号牌的

Application conditions

It’s different from ordinary companies,There are several basic conditions that need to be understood. The first is the issue of personnel applying for the No. 1 license from Hong Kong securities companies.,Two ROs are needed,Moreover, the RO personnel are more professional.,Have rich industry experience,Backed by excellent performance in the past,In this way, the Hong Kong Securities Regulatory Commission attaches great importance to the licensing of securities companies.,Secondly, there is actual office space in Hong Kong,This is easy to solve,有需要的朋友可以联系港信通了解详细情况,24 hours standby。

Apply for Hong Kong No. 1 license

Things to note

1.Need to register a company in Hong Kong;

2.Registered capital 5 million yuan,It is more convenient for the China Securities Regulatory Commission to approve and apply for a work visa.;After obtaining the license and obtaining the work visa,Removable part,However, the minimum monthly account balance must be guaranteed to be HKD 3.6 million;

3.Source of funds:Provide shareholders with bank account statements for the previous year、Investment funds and stocks statements for the previous year,Prove that its assets exceed HKD 5 million.。

If it is the first of the above, it is to introduce the situation of attracting securities investors to securities companies.,Hong Kong No. 1 plate application is also called small No. 1 plate,The corresponding latter is the larger number 1。

Hong Kong Xintong is a Hong Kong financial license application agency with a certain scale in Guangdong.,Port communication,具有十二年相关行业经验,always on price、Maintaining industry-leading speed

Advantages

Company lawyers、Audit and other departments,Check the company,And tailor effective solutions to customers' problems。

港信通团队具有系统化办事体系,Able to accept client entrustments while,Refined division of labor,Completion of qualifications in a shorter period of time,We now have Hong Kong Securities No. 1 companies with different situations.、Transfer of margin trading company,For details about applying for Hong Kong No. 1 license from a Hong Kong securities company, please call Manager Peng Yi of Hong Kong Information Network。The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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