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8 key points in Hong Kong insurance brokerage company transfer application

Financial card care question

Hong Kong 1、4、9number plate

Process

,Processing conditions,For detailed questions such as review time, please consult China-Hong Kong Financial Brand Care Manager Peng Yi for free.:.Enterprises can carry out securities trading activities by applying for Hong Kong No. 1 license,Enterprises that obtain Hong Kong License No. 4 can provide investment advice to customers,Enterprises apply for Hong Kong license No. 9,Can provide asset management services。

There are many customers and friends who come to inquire about applying for Hong Kong No. 149 license.,Hong Kong No. 1.4.9 license application conditions are met when the conditions are met,Can be processed in combination。Generally, there are two ways to obtain a Hong Kong license.,First, register a company in Hong Kong,Prepare application condition materials,Walk

Process

,The other is to directly purchase existing companies holding Hong Kong licenses。Acquiring ready-made resources is relatively more time-saving and labor-saving,But the price is really not low。

Some customers and friends want the Hong Kong branch to have the same company structure as the mainland company.,New application will be selected。————The application threshold for Hong Kong No. 1, No. 4, No. 9 licenses is not low.,Take license plate No. 9 as an example,capital

Require

aspect,Paid-in capital shall not be less than HKD 5 million,Must have an actual office address in Hong Kong,In terms of personnel, there must be 2 No. 9 license holders,Educational qualifications,Work experience,Work experience, etc. are all specific

Require

Major shareholders must have strong financial strength,No bad record。The financial capability and solvency of enterprises need to be assessed by the China Securities Regulatory Commission。The opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect has further attracted mainland investors’ determination to enter Hong Kong’s financial circle.,As a bridge between mainland capital and the external economy, Hong Kong attracts many investors。Want to carry out different financial business activities in Hong Kong,You need to apply for the corresponding financial license。

Want to apply or buy ready-made1、4、9If you have a license, please contact China-Hong Kong Financial License Manager to ask Peng Yi.


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Xu Wanting

Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

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