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Hong Kong No. 9 license plate acquisition fee,Hong Kong asset management qualification application fee

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:I believe many people already have a certain understanding of Hong Kong’s No. 9 plate.。Since the domestic financial industry has slowly developed,Many people want to expand their business,Starting a new business in Hong Kong。But for many companies,Applying for Hong Kong No. 9 plate is not an easy task,Many people are frustrated during the application process。

Hong Kong Xintong International will give you a brief explanation here.,Hong Kong No. 9 license plate acquisition

cost

,Hong Kong Asset Management Qualification Application

cost

。What does holding No. 9 plate mean?

Advantages

? License No. 9 is a Type 9 regulated business qualification license issued and implemented by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。

Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards

Require

What are the main factors to consider? Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel,and whether the company has the ability to conduct regulated activities。

Require

The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel,To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel

Require

? 2 persons:Responsible officers and licensed representatives。

Responsible person:

Require

Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas);Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) have been engaged in related industries for at least 3 years in the past 6 years (recommended for public fund companies) related products:Hong Kong No. 9 license plate acquisition

cost

, Hong Kong Asset Management Qualification Application

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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