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香港9号牌资质申请条件香港资产管理资质办理条件

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:深圳港信通国际具有丰富的香港金融牌照办理经验负责人员均有成功办理经验可为企业提供一站式办理服务能够更快地为客户将资质办理下来免去客户申请的奔波麻烦也会根据客户的实际情况来提出更加合理的解决方案高效地为企业带来服务

An asset management company that intends to apply for a license in Hong Kong must be a company incorporated in Hong Kong or an overseas corporation registered with the Companies Registry。According to the Securities and Futures Ordinance,Neither sole proprietorship nor partnership will be issued a license。When assessing whether a company is a good fit,The SFC will consider the company’s financial condition and solvency、Qualifications and experience of company personnel、and whether the company has the ability to conduct regulated activities competently。

In terms of competence,The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel,To ensure proper risk management and compliance with relevant rules and regulations。获发牌照的资产管理公司必须少有两名负责人员。In terms of nationality of licensed individuals and responsible officers,There are no restrictions or special regulations from the Securities Regulatory Commission。

资产管理公司内少一名负责人员必须为董事局成员,However, if other board members are not actively involved in or responsible for direct supervision of asset management activities,They do not necessarily need to be licensed to be responsible persons in the asset management business。Related products:Hong Kong No. 9 plate qualification

Application conditions

, 香港资产管理资质办理条件


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editor of this issue:

Picture of Aaron Pengyi

Aaron Pengyi

2009Graduated from Cambridge University, UK,Singaporean,Hong Kong permanent resident。

Engaged in cross-border financial and corporate compliance consulting for 16 years,Focus on various types of license applications in Hong Kong (149、9Number、MSO、insurance broker、moneylender)、Offshore company registration (BVI、Japan、Singapore、Taiwan、UK) and offshore fund establishment。

Good at efficient compliance solutions and cross-border architecture planning,Has served more than 1,000 companies。

If you encounter difficulties in cross-border financial business,please contact me。

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