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If you need to transfer Hong Kong No. 9 plate, please contact us

Financial card care question

The Hong Kong No. 9 license is for asset management in Hong Kong. Is it easy to get the Hong Kong No. 9 license?,In fact, it’s not easy to get.,The key needs to be reviewed by the China Securities Regulatory Commission,Requires license holder etc.,Currently our company has several No. 9 plates,But it’s not a single license plate,Because most people use it in combination with No. 4 plate or No. 149 plate.。

Therefore, licenses are generally acquired together.,Of course, it all depends on the specific needs of the customer.,We will give you the most suitable solution,So it’s right to ask for a Hong Kong license for us.。转让的牌照情况

  1. Intention to sell:clear。
  2. license:
  3. 9small brand。
  4. License restrictions:Not allowed to hold client assets、Services only available to professional investors。
  5. shareholder:1Bit。
  6. RO:2Bit;After the successful acquisition of the company, Can stay。
  7. office:Wan Chai,
  8. 2Ten thousand HKD/month rent,租约至2019年
  9. 公司现存现金:About HKD 200,000。
  10. This card can be used for business:Issuance of fund products、Manage funds、Qianhai project、Investment immigration and financial management、Special account financial management、Private Equity PE、私人银行基金经理等
  11. I3B243B57O4艾德证券荣获9号牌照,Smoothly "open up territory" Hong Kong No. 9 License" is the qualification license for Type 9 regulated activities under the Securities and Futures Ordinance issued and implemented by the Hong Kong Securities Regulatory Commission,Provide asset management license。

In the context of the globalization trend of overseas asset allocation,With license number 9,This means that Adelaide Securities has obtained a "pass" to enter the international capital market.,Not only can we do asset allocation for customers,、Investment consulting, etc.,Investment methods and tools are more abundant,At the same time, it can also provide customers with management services such as managing securities or futures contract investment portfolios and managing funds.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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