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Hong Kong No. 9 plate transfer process,Hong Kong asset management license agency fees

Financial card care question

Hong Kong Xintong Peng Yishuo License:It is still quite difficult to apply for the Hong Kong No. 9 license plate.,Normally,People who want to handle it will choose to find a professional agency to handle it.,Or directly purchase the ready-made Hong Kong No. 9 plate。Whether it is agency or acquisition,Everyone needs to sign a formal written contract,Then do the handover and transfer.。Next, Hong Kong Xintong International will give you a brief explanation of the Hong Kong No. 9 plate Zhaorang process.,Hong Kong asset management license agency

cost

Hong Kong license number 9

Application conditions

Hong Kong’s financial licenses are divided into many categories,The difficulty of applying for a license is also different.。Hong Kong Securities and Futures Commission regulations,Apply for asset management(9Number)The license requires 2 Hong Kong licensed responsible persons,The licensed responsible person needs to have 3 to 5 years of continuous public performance records in the capital market and must pass a series of rigorous examinations and qualification reviews.。

at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。generally,Obtain independent Hong Kong asset management(9Number)license,It is an excellent endorsement of a company’s strength.。company transfer,In particular, there are many issues that need to be paid attention to when transferring licenses.。In addition to the above points,There are also debts and claims,tax return,Your questions about audit reports, etc.,Hong Kong also has a lot of reviews on transfers.。

If you need to know more about Hong Kong No. 9 plate

transfer process

,Hong Kong asset management license agency

cost

People can call me directly,The company has relevant information here that can be sent for free reference.。Related products:Hong Kong No. 9 plate

transfer process

, Hong Kong asset management license agency

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

擅长领域SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

曾任职机构香港持牌资产管理公司 & SFC 合规团队

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