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Hong Kong No. 9 License Transfer_Acquisition

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A few days ago,Huasheng Capital Securities has officially obtained a Hong Kong No. 9 license through the approval of the Hong Kong Securities Regulatory Commission on January 31.,It means that the company has obtained the qualification to provide asset management business for overseas investors, which is the ticket to the securities industry.,The CEO of Huasheng Capital Securities said,After holding this business qualification,The company will further improve its global investment business system,Catering to the needs of investors in all aspects,However, due to restrictions on application,Hong Kong No. 9 license transfer and acquisition have become the main way for mainland private equity institutions to conduct business。

it is known,Hong Kong is an international financial center,Have a high degree of openness to the outside world,This is beyond the reach of the mainland,therefore,Mainland companies are considering providing stocks to overseas investors in Hong Kong through the transfer of Hong Kong No. 9 licenses、fund、Bond and other investment portfolio management services,Directly connect with overseas markets。

Hong Kong No. 9 license transfer_Acquisition reported,Mainland private equity institutions are the main targets for Hong Kong’s No. 9 license application,Only those who hold this qualification,Only by expanding the scope of investment targets can enterprises be more recognized by overseas investors.,At the same time, you can also enjoy Hong Kong’s local tax preferential policies.,By 2016,The Hong Kong Securities and Futures Commission issued 165 Type 9 licenses to mainland private equity institutions,The window has no intention of relaxing the approval process,therefore,In order to avoid detours, most companies,Prefer the transfer of Hong Kong No. 9 license。

In order to expand related financial services, some companies,Except for the transfer of Hong Kong No. 9 license,It also intends to acquire other types of regulated licenses,Become a fully licensed and qualified unit,Better serve investors,In this case,It is usually carried out through acquisition by a licensed institution.,It is best to have talents with corresponding industry experience carry out the activities.。

The transfer of Hong Kong No. 9 license requires the formulation of a relevant transfer agreement,Review work will be completed by relevant departments,After review and approval,A share transfer agreement signed by both parties,If the acquirer is interested in Hong Kong

transfer process

If you are not familiar with it, you can ask someone to do it for you.,Ten years of Hong Kong financial license application、transfer experience,With Hong Kong office staff,Familiar with Hong Kong policy trends,High-quality resources carefully screened by purchasing staff,Welcome to contact us for transfer or acquisition of Hong Kong No. 9 license。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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