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Hong Kong No. 9 License Transfer,Apply for Hong Kong No. 9 license

Financial card care question

Hong Kong is a very inclusive city in the financial industry,for international financial center,All types of financial companies in the Mainland are very strict in management.,Many mainlanders use Hong Kong as a platform for investing funds。Doing business in Hong Kong,Requires a locally recognized license,There are ten types of regulated licenses in Hong Kong,Among them, the Hong Kong No. 9 license is transferred、The management is relatively active。

Hong Kong License No. 9 is an asset management license,Its functions are similar to those of mainland private equity funds.,At present, in order to avoid the emergence of illegal fund-raising in China,,Supervision is strict in this regard,difficult to play,Transfer or process through Hong Kong No. 9 license,Able to accept entrustment to manage securities or futures investment portfolios for investors。As of the end of 2017,The number of individuals holding license No. 9 reached 1,477。

Differences in operations based on whether client assets are held,Hong Kong No. 9 license plate can be divided into two types: big 9 and small 9,On the transfer of Hong Kong No. 9 license,Big 9 licenses are more valuable than small 9 licenses。

Hong Kong license number 9

Application conditions

  1. company shareholders:Register a company in Hong Kong or an overseas company;
  2. Competence:Business structure and internal control system recognized by the Hong Kong Securities and Futures Commission;
  3. senior staff:director、Responsible person、Core members can have overlapping identities;
  4. Responsible person:2RO above the name,Equivalent to domestic risk control officer。
  5. financial situation:Ensure required paid-up share capital and liquidity are maintained。

Hong Kong License No. 9 is the ninth type of license regulated under the Securities and Futures Ordinance - Asset Management License,Equivalent to Mainland’s private equity license,Hong Kong No. 9 license application is popular among mainland investors,hold it,Mainland assets can be exported overseas through formal channels。

Apply for No. 9 license in Hong Kong、acquisition、Transfer services

Advantages

  1. price:Hitting the industry’s lowest price,Large-scale processing and low cost;
  2. team:Frontline business personnel,Familiar with various business processes;
  3. Assure:Agreement signed,Establish an entrustment relationship through contract signing,Protect the client’s rights and interests。
  4. Existing qualifications can be transferred:Comply with various demands for business development。

Apply for No. 9 license in Hong Kong、acquisition、Ten years of experience in transfer,Familiar with the registration procedures for Hong Kong No. 1-10 licenses, we are the largest Hong Kong securities license handler in Guangdong Province.,Maintain long-term excellence in price and professionalism in the same field

Advantages

,Details can be communicated with further。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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