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How to apply for Hong Kong No. 9 license,Application conditions and fees

Financial card care question

Hong Kong’s No. 9 license has gradually become a default form for mainland people to invest overseas.,The active phenomenon of Hong Kong No. 9 license application is mainly affected by two major domestic and international backgrounds.。From the domestic situation,Private equity institutions have increased restrictions on fund investment channels,From an international background,The expansion of my country’s foreign investment scale,We have to rely on Hong Kong as a platform to connect with the world.,Hong Kong License No. 9 plays an important role in this。

The Hong Kong market implements a financial license management system,Submit relevant applications to the Securities and Futures Commission of Hong Kong based on investors’ needs for business development,Hong Kong license No. 9 is also called an asset management license,The individual or unit holding the license plate,They are all qualified to manage client assets.,However, Hong Kong regulations,The use of the license will expire when the license holder leaves the company.。Because talent is hard to find,Therefore, Hong Kong No. 9 license application also requires certain professional means.。

怎么申请香港9号牌照,This is of great concern to many large private equity institutions in the Mainland.,It is reported that,Mainland Jinglin Assets、Shengshi Investment、朱雀投资等企业已经获得香港9号牌照,Laying out the Hong Kong market in advance,Obtained a pass in the international capital market,Mainland’s review mechanism is different from Hong Kong’s,therefore,When applying for Hong Kong license No. 9 from the Mainland,Applications are usually made through entrustment。

How to apply for Hong Kong No. 9 license,Several things need to be met

Application conditions

:1.有香港公司(或在香港注册的海外法团)2.持牌人达到一定的学历以及资格,Requires special testing by the Securities and Futures Commission of Hong Kong;3.Have a good business structure and internal monitoring system;4.A good financial situation ensures the regular conduct of financial activities。

The Hong Kong Securities Regulatory Commission mainly starts from the above aspects to determine whether the applicant meets the qualifications for Hong Kong No. 9 license application,As the number of mainland companies setting up in Hong Kong increases,,Financial licenses will face higher thresholds when screening institutions,By then, the value of Hong Kong’s No. 9 license plate will continue to rise.,If you realize the application problem again, you will miss the better investment stage.。

Ten years of experience in Hong Kong Type 9 license application,Have long-term business dealings in Hong Kong,Business and industrial personnel are familiar with various license registration procedures in Hong Kong,Dealing with price、speed、Professionally always ahead of the industry,Now I have various Hong Kong licenses in hand and can transfer them,Qualifications vary,Meet the diversified needs of investors for business development,Understand Hong Kong No. 9 license application

Require

and

cost

,Welcome and further communication。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of 周浩铭

周浩铭

周浩铭在香港资产管理与证券监管合规领域有 8 年经验曾担任持牌资产管理公司业务与合规要职他熟悉香港证券及期货事务监察委员会(SFC) 关于 9 号牌照资产管理牌照申请条件风险控制框架要求内部合规制度投资组合管理控制及 Officer 资质要求等合规细则周浩铭擅长制定符合《证券及期货条例》的内部合规手册及持续运营合规流程

擅长领域SFC 9 Application for number license、风险控制框架Officer 资质要求《证券及期货条例》内部合规手册

曾任职机构香港持牌资产管理公司 & SFC 合规团队

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