I believe many people have already understood，According to the relevant regulatory regulations of the Hong Kong Securities and Futures Commission,，Hong Kong License No. 9 is actually an asset management license。In the Hong Kong No. 9 license issued by the Securities Regulatory Commission every year，A considerable part of the process is completed by mainland private equity institutions.。Private equity institutions use this method to achieve overseas investment，It is still wiser to invest in overseas assets。Today I will focus on how to apply for Hong Kong license No. 9? Processing conditions and procedures。
According to the relevant provisions and details in the SFC，Once Hong Kong License No. 9 is approved，Asset management companies will be able to provide asset management services to domestic and overseas institutions or individuals.。If you have not completed company registration or obtained a license，To issue fund products，Then it is very likely to constitute a relatively serious crime.。 The following mainly introduces how to apply for Hong Kong No. 9 license in the form of questions and answers.，and specific handling conditions and procedures.。
1，Can an individual apply for a Hong Kong No. 9 license? This is something that everyone is confused about.，In fact, we can see that the number of individual Hong Kong No. 9 licenses issued by Hong Kong is far more than the number of licenses owned by institutions.。So can an individual with a Hong Kong license No. 9 engage in asset management business? Actually it's like this，Personal Hong Kong No. 9 license is like a professional qualification certificate，The person in charge can only obtain a personal license，Only then can you apply for Hong Kong license No. 9。
This is also one of the very important conditions for applying for the Hong Kong No. 9 license.。However, individuals with Hong Kong No. 9 license cannot engage in asset business.。 2，Will the company's business structure be reviewed? Yes。Because the regulatory type of financial license business structure is still relatively important，It will directly affect the China Securities Regulatory Commission’s judgment on whether the company can protect the interests of investors well.。
therefore，Securities Regulatory Commission
Require
The company needs to provide a more detailed business structure diagram，Provide relevant materials such as the company's internal risk control system。 3，What is there for those responsible?
Require
? We also mentioned before，The responsible person needs to apply for a personal Hong Kong No. 9 license。There are also some
Require
，Including working experience in related industries，Have corresponding qualifications recognized by the China Securities Regulatory Commission。
But Hong Kong license number 9
Process
There is a little more
Require
It is also more important，among the two responsible officers，At least one member needs to be a member of the board of directors。 4，What does it mean to be a responsible person and a licensee?
Require
? First, you need to have industry qualifications recognized by the China Securities Regulatory Commission，Includes a university degree in a specified field，Have certain years of industry experience，Pass the Hong Kong Securities Qualification Examination, etc.。I won’t introduce them one by one here.。
Hong Kong license number 9
Process
： 1，Register a Hong Kong company，Obtain business registration certificate。 1，will include personnel，site，Proof of financial status and other relevant materials are ready。 2，Submit Hong Kong No. 9 license application materials to the Securities and Futures Commission online and on-site。 3，After receiving the issued license，Corresponding financial audit reports need to be submitted regularly every year。
Have strong operational ability in handling Hong Kong financial license applications，More experienced，There have been 800+ cases of new Hong Kong financial license applications and acquisitions and transfers。at the same time，In order to allow more applicants to conduct overseas asset allocation and Hong Kong financial business faster，At the same time, it has multiple high-quality Hong Kong financial licenses for direct transfer。
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