Hong Kong license number 9
Advantages
|私募一九分化|Hong Kong license number 9
Advantages
|私募一九分化|距离上证指数创出5178点高位已过去4年,这期间,A股市场在挣扎,私募机构也备受煎熬。近期有数据显示全行业仅365家证券类私募能养活自己。私募如何才能活得长久,成为行业必须面对的问题。
据私募排排网统计,目前已登记的近9000家私募证券投资基金管理人中,在市场上活跃的、规模5000万以上的只有1441家。如果将固定收益策略的盈亏平衡规模设定在30亿、其他策略设定在5亿,只有365家私募能实现收支平衡或持续盈利,其中268家以股票策略为主,占比73.42%。
depreciation of the renminbi、Against the backdrop of tighter domestic regulation,内地机构及个人投资者对海外的投资意向愈来愈强烈,而香港作为国际性金融市场,不论监管架构的严谨、major,还是从业人员的专业知识,以及产品的多元化方面,都是在国际金融市场名列前茅。因此众多投资者通过香港作为跳板投资海外市场。
Hong Kong is an important international financial center,It is also the bridgehead for many mainland financial institutions to go abroad.。Carrying out different financial businesses in Hong Kong,Need to apply for different types of licenses from the Securities and Futures Commission。Hong Kong is an international metropolis,It is also an international financial center,As my country’s foreign investment continues to rise,,Hong Kong will continue to play an important role in serving as a link between mainland China and the international community.。
Mainland China carries out relevant business activities in Hong Kong,Like local investors in Hong Kong, they need to obtain the corresponding business qualification licenses,香港9号牌照申请近几年来成为内地人士竞相申请的牌照之一。So,香港9号牌照能够经营什么样的业务呢9号牌照:提供资产管理以全权委托形式为客户管理证券或期货合约投资组合以全权委托形式管理基金持有9号牌有什么
Advantages
?
9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards
Require
What are the main factors to consider?
Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel,and whether the company has the ability to conduct regulated activities。
Require
The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel,To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel
Require
? 2 persons:Responsible officers and licensed representatives。
Responsible person:
Require
Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas);Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries (recommended for public fund companies) in the past 6 years and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioners Qualification Examination Papers 1 and 6:
Require
于香港会考中/英+数学考试合格或同等学历(高中公开考试例如大学入门考试)在过去8年内最少有5年从事相关行业(一些私募基金公司即可)2年以上管理经验香港证券及期货从业员资格考试一合格总的来说,9The gold content of number plates is very high。
For companies that want to expand into overseas financial markets,9Number plate is undoubtedly the first choice。
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant。