Detailed analysis of Hong Kong License No. 9 Hong Kong is an important international financial center，It is also the bridgehead for many mainland financial institutions to go abroad.。Carrying out different financial businesses in Hong Kong，Need to apply for different types of licenses from the Securities and Futures Commission。The following mainly analyzes the No. 9 plate.：Category 9 provides asset management, manages securities or futures contract investment portfolios for clients on a discretionary basis, and manages funds on a discretionary basis. What are the benefits of holding a license number 9?
Advantages
？
9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards
Require
What are the main factors to consider?
Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel，and whether the company has the ability to conduct regulated activities。
Require
The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel
Require
? 2 persons：Responsible officers and licensed representatives。
Responsible person：
Require
Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas)；Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries (recommended for public fund companies) in the past 6 years and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioners Qualification Examination Papers 1 and 6：
Require
Passed the Chinese/English + Mathematics examination in Hong Kong or equivalent (high school public examination such as university entrance examination). At least 5 years of relevant industry experience in the past 8 years (some private equity companies are enough). 2 years of management experience. Overall, passed the Hong Kong Securities and Futures Practitioners Qualification Examination.，9The gold content of number plates is very high。
For companies that want to expand into overseas financial markets，9Number plate is undoubtedly the first choice。*More information about Hong Kong financial licenses，Welcome to leave a message at the bottom and communicate, learn and discuss。
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