Detailed analysis of Hong Kong License No. 9 Hong Kong is an important international financial center，It is also the bridgehead for many mainland financial institutions to go abroad.。Carrying out different financial businesses in Hong Kong，Need to apply for different types of licenses from the Securities and Futures Commission。The following mainly analyzes the No. 9 plate.：第九类提供资产管理以全权委托形式为客户管理证券或期货合约投资组合以全权委托形式管理基金持有9号牌有什么
Advantages
？
9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards
Require
What are the main factors to consider?
Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel，and whether the company has the ability to conduct regulated activities。
Require
The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel
Require
? 2 persons：Responsible officers and licensed representatives。
Responsible person：
Require
Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas)；Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries (recommended for public fund companies) in the past 6 years and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioners Qualification Examination Papers 1 and 6：
Require
于香港会考中/英+数学考试合格或同等学历（高中公开考试例如大学入门考试）在过去8年内最少有5年从事相关行业（一些私募基金公司即可）2年以上管理经验香港证券及期货从业员资格考试一合格总的来说，9The gold content of number plates is very high。
For companies that want to expand into overseas financial markets，9Number plate is undoubtedly the first choice。*More information about Hong Kong financial licenses，欢迎在底部留言和交流学习讨论。
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