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Hong Kong No. 9 license acquisition,Hong Kong No. 9 License Transfer

Financial card care question

Mentioned Hong Kong License No. 9,I believe that most private equity institutions in the mainland are familiar with,There are 12 types of regulation defined in Hong Kong’s Securities and Futures Ordinance,Among them, Type 9 license is the asset management license.,With this business qualification,Mainland enterprises can use Hong Kong as a transit point,Provide stocks to investors at home and abroad、fund、Bond and other investment portfolio management services,However, as the Hong Kong Securities and Futures Commission (SFC) tightens its review,The acquisition of Hong Kong No. 9 license has become the main way to obtain qualifications。

Judging from relevant data released in 2016,There are 165 asset management licenses approved by the Hong Kong Securities Regulatory Commission.,Many of them were obtained through the acquisition of Hong Kong No. 9 license plates.,Acquisition in the form of transfer has no impact on the normal business operations of the enterprise,Recognized by the China Securities Regulatory Commission,More suitable for units that need to develop overseas business urgently。

————————At this stage,The acquisition of Hong Kong’s No. 9 license is of great significance to mainland private equity institutions,Obtain an asset management license,Private equity institutions are equivalent to being granted a pass to conduct business abroad.,Expanding the scope of investment targets can be more recognized by overseas investors,At the same time, we can also feel the impact of Hong Kong policies on taxation.

Advantages

,This is something that mainland licenses cannot match.。

Since we are talking about the acquisition and transfer of Hong Kong No. 9 license,,Then it is necessary to have an intuitive understanding of the application for Hong Kong No. 9 license。first,What we need to know is that the Hong Kong Securities Regulatory Commission is very strict in its approval of business qualifications and licenses.,In recent years, the issuance of licenses has been tightened,Applicants need to meet higher requirements to qualify for application。

——————Hong Kong No. 9 license application

Require

Register a Hong Kong company,Or an overseas corporation,also,For the normal operation of company activities,A monitoring system with matching business architecture is required,at the same time,Risks are inevitable,If there is no good solvency,It is also ineligible to apply

Require

of,Confused about Hong Kong policy,You can consider acquiring Hong Kong No. 9 license to conduct business。

Among mainland private equity institutions that already hold Hong Kong’s No. 9 license, Jinglin Asset Management、Shengshi Investment、Innocent Heart etc.。These companies have improved their overseas business scope through the acquisition of Hong Kong No. 9 licenses or new ones.,,Ten years of Hong Kong financial license agency operation,Committed to providing agents for customers、acquisition、Transfer and other comprehensive services,If you have any questions, please contact us


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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