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Hong Kong No. 9 License Acquisition Conditions,Hong Kong asset management license application fees

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:The development momentum of the financial industry is now slowing down,Hong Kong’s review and monitoring of qualifications is becoming more stringent year by year.,Applying for a Hong Kong asset management license is no longer as simple as before.。If you want to know the acquisition conditions of Hong Kong No. 9 plate,Hong Kong asset management license application

cost

,You can contact me directly。We will regularly update relevant documents,Can be sent to customers for reference free of charge。

Each type of financial license in Hong Kong,All have different business functions,The reason why Hong Kong’s No. 9 plate is so popular,One of the reasons is its business functionality,As an asset management license,It is equivalent to a private equity institution in the mainland,Mainly engaged in services such as managing securities or futures contract investment portfolios,Broadened the channels for private equity,At the same time, you can also enjoy some tax benefits in Hong Kong.,For Hong Kong No. 9 license application

Require

,This has always been a concern for mainland private equity institutions.。

In Hong Kong, whether it is Hong Kong No. 9 license or other types of licenses,,The prerequisite is that you need to register a company in Hong Kong or an overseas corporation.,Because it is an asset management financial business,

Require

The company's financial position is relatively good,The qualifications of personnel engaged in asset management are certified by the Hong Kong Securities and Futures Commission。Each type of license requires at least 2 licensed responsible persons (RO)。

In the process of applying for Hong Kong No. 9 license,What needs to be noted is whether the company needs to hold customer assets for management,Because it is more difficult to apply for holding asset management,Need to meet the paid-up share capital of more than 5 million Hong Kong dollars and quick-frozen funds of more than 3 million Hong Kong dollars.,Have strict risk control mechanism。

Hong Kong’s policies are different from those on the mainland,Hong Kong Securities Regulatory Commission issued Hong Kong No. 9 license,Mainly focusing on several aspects for evaluation,They are financial status、Practitioners’ academic qualifications、Ability、Reputation and other aspects。The mainland’s restrictions on applying for Hong Kong’s No. 9 license are not small.,In addition, it is difficult to find professional and licensed persons in charge.,There are also more and more investors who are inclined to acquire this method.。

Regarding the acquisition conditions of Hong Kong No. 9 license,Hong Kong asset management license application

cost

That’s probably what’s mentioned above。They all seem to be simple regulations,But the specific operation process is very complicated and troublesome.。If you don’t want to spend too much time and energy on this aspect,You can contact me,Leave it to our professional company to solve this problem。Related products:Hong Kong No. 9 License Acquisition Conditions , Hong Kong asset management license application

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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