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香港9号牌照申请要求

Financial card care question

详细介绍港信通彭易Aaron说企业申请香港9号牌照的话可以咨询港信通国际

参考一下是想要申请的牌照符合自己的业务预期详细细节如下:The following will analyze the Hong Kong No. 9 license application

Require

and

cost

difference,Each applicant’s understanding of the way the business is conducted

Require

is different,Some companies do not need to hold customer assets to operate,We call it the small 9 license plate,It is lower than Big 9 licenses in some application thresholds,Da9pai has the license to hold client assets,But the premise is that these assets need to be kept in a separate account。

Hong Kong No. 9 License Application

Require

  1. Have a company or overseas corporation registered in Hong Kong;
  2. Have an appropriate business structure、Good internal control system;
  3. Financial status is in good shape,And always guaranteed to have low paid-up capital and quick-frozen funds;
  4. Ensure at least two licensed responsible persons,Comply with China Securities Regulatory Commission regulations

Require

Hong Kong No. 9 license application if you need to hold client assets,It is necessary to ensure that there is a minimum paid-up capital of HK$5 million and quick-frozen funds of no less than HK$3 million.。Hong Kong No. 9 License Application

Require

The difference determines

cost

difference on。As the situation of mainland China investing in Hong Kong is becoming increasingly fierce,,The screening standards for companies applying for Hong Kong’s No. 9 license continue to improve,Prefer more powerful companies to operate。

港信通国际是在深圳地区代办香港149号牌照有较大实力的商务服务公司可以为您提供9号牌照代办快速下证的诉求


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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