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香港9号牌照申请要求

Financial card care question

Hong Kong is an international financial center,在金融领域的发展远远高于内地,Attracting many mainland investors to conduct financial business in Hong Kong。Hong Kong serves as a platform for mainland China to connect with overseas countries,There are also some local regulatory principles。

In order to effectively manage various activities,香港证监会颁布了证券及期货条例,It clearly lists 12 types of regulated business qualifications,其中香港9号牌照申请

Require

,The length of the cycle is what most investors are concerned about。

————彭易经理 ————香港每一类金融牌照中,All have different business functions,The reason why Hong Kong’s No. 9 plate is so popular,One of the reasons is its business functionality,As an asset management license,It is equivalent to a private equity institution in the mainland,Mainly engaged in services such as managing securities or futures contract investment portfolios,Broadened the channels for private equity,At the same time, you can also enjoy some tax benefits in Hong Kong.,对于香港9号牌照申请

Require

,This has always been a concern for mainland private equity institutions.。

在香港无论是香港9号牌照申请还是其他类牌照办理,The prerequisite is that you need to register a company in Hong Kong or an overseas corporation.,Because it is an asset management financial business,

Require

The company's financial position is relatively good,The qualifications of personnel engaged in asset management are certified by the Hong Kong Securities and Futures Commission。Each type of license requires at least 2 licensed responsible persons (RO)。

————彭易经理 ————在申请香港9号牌照申请的过程中,What needs to be noted is whether the company needs to hold customer assets for management,Because it is more difficult to apply for holding asset management,Need to meet the paid-up share capital of more than 5 million Hong Kong dollars and quick-frozen funds of more than 3 million Hong Kong dollars.,Have strict risk control mechanism。

Hong Kong’s policies are different from those on the mainland,Hong Kong Securities Regulatory Commission issued Hong Kong No. 9 license,Mainly focusing on several aspects for evaluation,They are financial status、Practitioners’ academic qualifications、Ability、Reputation and other aspects。内地在申请香港9号牌照申请上的限制并不小,In addition, it is difficult to find professional and licensed persons in charge.,There are also more and more investors who are inclined to acquire this method.。

Manager Peng Yi,Guangdong Province’s largest Hong Kong financial securities license handling institution,在香港9号牌照申请、acquisition、Ten years of experience in the transfer field,Office staff who travel between two places for a long time,Familiar with the processing of various licenses in Hong Kong

Require

,Always ensure prices that are ahead of the competition in the same field

Advantages

and professional

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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