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Hong Kong No. 9 license application conditions and procedures,Case analysis of Zhongcheng Bank and Trust

Financial card care question

on the one hand,Domestic filing threshold for private equity funds increased,Increased restrictions on investment channels;on the other hand,Hong Kong as an international financial center,All types of finance are still developing actively,Combining two backgrounds,Mainland enterprises have to focus their investment on the Hong Kong market,Among the licenses administered by the Securities and Futures Commission of Hong Kong,Hong Kong license plate number 9 is undoubtedly a popular one,Analysis of Hong Kong License No. 9

Application conditions

and process,We can take Zhongcheng Yinxin as an example to get started.。

Hong Kong license number 9,Also known as Hong Kong Asset Management License,Its main function is to manage assets for overseas customers、Offer stocks、fund、Bond and other investment portfolio management services。Zhongcheng Yinxin filed an application for Hong Kong No. 9 license with the Securities and Futures Commission of Hong Kong.,And it was officially approved by the Hong Kong Securities Regulatory Commission in June.,Zhongcheng Yinxin will be able to provide customers with professional and diversified cross-border asset management services based on a global perspective.。

Carrying out any business activities in Hong Kong,All need to obtain corresponding qualifications,And Hong Kong License No. 9

Application conditions

Usually for licensed responsible persons、Do you have a Hong Kong company?、financial situation and business structure, etc.

Require

No matter which license plate it is,The Hong Kong Securities and Futures Commission requires no less than 2 licensed responsible persons (ROs) to support the operation of the business.,If you need to hold client assets for investment,A minimum paid-up capital of HK$5 million and quick-frozen capital of HK$3 million are required.,and the client assets are

Require

Separate from the company account,If you are considering applying for Hong Kong No. 9 license,Need to be proposed based on business development needs。

Investors who are paying attention to the Hong Kong No. 9 license application are more or less aware.,Hong Kong License No. 9 is a means for large mainland private equity institutions to go overseas,Through the Hong Kong platform,Mainland funds can be circulated internationally。

Zhongcheng Yinxin’s starting point is also the same.,on the one hand,For Chinese enterprises,Strategic policies such as “One Belt, One Road” provide policy incentives for enterprises to develop overseas.;on the other hand,From a personal perspective,With the growth of total asset size,More and more individuals have begun to “go out”、The idea of ​​diversifying overseas asset allocation,This is also the reason why Hong Kong license No. 9 applications are so popular.。

Apply through Hong Kong License No. 9,Mainland capital now has a larger international platform for display.,However, units engaged in asset management,It is inevitable that you will also face certain risks,Need to have a better financial situation to deal with it。

Ten years of experience in Hong Kong No. 9 license application processing,Have long-term business dealings in Hong Kong,Business and industrial personnel are familiar with various license registration procedures in Hong Kong,Dealing with price、speed、Professionally always outstanding in the industry,Now I have various Hong Kong licenses in hand and can transfer them,Qualifications vary,Meet the diversified needs of investors for business development,Learn about Hong Kong License No. 9

Application conditions

and process,Welcome and further communication。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Editing of articles in this issue:

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

U.S. MSB license plate picture

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