Hong Kong Xintong Peng Yishuo License:改革开放以来,我国的社会经济水平取得了突飞猛进的发展,人民群众在对于资产,投资上也有了更多需求。我国在金融方面的需求逐渐增多,金融行业也顺势发展了起来。但毕竟是关乎民生大计的事情,为了规范行业,不论是内地还是香港,都有关于很多金融类的牌照。
本篇文章主要就是讲讲香港的9号牌照
Application process
,香港资管牌照
Application process
。
拟在香港申领牌照的私募机构必须符合以下
Require
:(1) Overseas corporations that have been incorporated in Hong Kong or registered with the Companies Registry;(2) The financial status and solvency are good and all company personnel have certain qualifications and experience;(3) The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel;(4)获发牌照的资产管理公司必须少有两名负责人员;(5)少一名负责人员必须为董事局成员;(6) If you need to hold client assets,低缴足股本500万港币,Liquid capital is no less than HKD 3 million,In addition, the company needs to comply with strict risk control mechanisms。
人员方面个人包括有关负责人员和有关持牌代表如向证监会申请牌照,Must demonstrate competence and integrity standards to the SFC,Be a fit and proper person to carry out regulated activities。上文也说道,金融行业关乎民生大计,所以有关部门对其的把控可以说是非常严格,如果想要了解香港9号牌
Application process
,香港资管牌照
Application process
,需要注意的事项也十分多。
希望大家都可以成功办理下来。如果有牌照办理的任何需要,Welcome to contact me directly。Related products:Hong Kong license number 9
Application process
, 香港资管牌照
Application process
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